other names
{{ Info.Overview }}
Revenue {{ Info.Revenue | formatUSD }}
Headquarters {{ Info.Headquarters }}

Adviser Profile

Registration status Terminated
As of Date 03/28/2022
Adviser Type - Large advisory firm
Number of Employees 41 7.89%
of those in investment advisory functions 20 17.65%
AUM* 5,424,524,345 26.26%
of that, discretionary 3,190,628,752 127.46%
Private Fund GAV* 0
Avg Account Size 9,773,918 61.98%
% High Net Worth 64.45% 31.11%
SMA’s Yes
Private Funds 0 14
Contact Info 952 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 912M 456M
2015 2016 2017 2018 2019 2020 2021 2022
Discretionary
Non-discretionary

Private Funds

Employees