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Adviser Profile

As of Date 03/25/2024
Adviser Type - Large advisory firm
Number of Employees 10
of those in investment advisory functions 6
Registration SEC, Approved, 8/10/1999
AUM* 243,154,729 29.11%
of that, discretionary 243,154,729 29.11%
Private Fund GAV* 0
Avg Account Size 30,394,341 29.11%
SMA’s Yes
Private Funds 0
Contact Info 484 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Insurance companies

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Recent News

Reported AUM

Discretionary
Non-discretionary
809M 694M 578M 462M 347M 231M 116M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE $ Position$17,242 % Position7.00% $ Change12.00% # Change-8.00%
Stck Ticker594918104 Stock NameMICROSOFT $ Position$18,042 % Position7.00% $ Change2.00% # Change-4.00%
Stck Ticker67066G104 Stock NameNVIDIA $ Position$15,901 % Position6.00% $ Change26.00% # Change824.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC. $ Position$6,736 % Position3.00% $ Change71.00% # Change64.00%
Stck Ticker02079K107 Stock NameALPHABET CLASS C $ Position$8,200 % Position3.00% $ Change15.00% # Change-4.00%
Stck Ticker023135106 Stock NameAMAZON $ Position$7,771 % Position3.00% $ Change-16.00% # Change-21.00%
Stck Ticker09062X103 Stock NameBIOGEN $ Position$7,083 % Position3.00% $ Change10.00% # Change2.00%
Stck Ticker256746108 Stock NameDOLLAR TREE, INC $ Position$6,658 % Position3.00% $ Change57.00% # Change96.00%
Stck Ticker126650100 Stock NameCVS HEALTH $ Position$4,262 % Position2.00% $ Change # Change
Stck Ticker244199105 Stock NameDEERE $ Position$4,827 % Position2.00% $ Change-13.00% # Change-4.00%

Brochure Summary

Overview

StoneRidge Investment Partners, LLC (“SRIP” or the “Firm”) is a suburban Philadelphia- based emerging and minority-owned Registered Investment Adviser. SRIP was formed in 1999 by a team of equity investment professionals formerly with Meridian Investment Company, a division of First Union. In 2009, Beltraith Capital, LLC (“Beltraith”), a syndicate led by Steven L. Sanders, acquired a 55% ownership interest in SRIP. Mr. Sanders became Chief Executive Officer and Chief Investment Strategist to lead the company. Today, Beltraith’s equity stake in SRIP totals 60.19%. On July 24, 2015, SRIP consummated a transaction which merged the fixed income division of SRIP with PMG Advisors, LLC (renamed StoneRidge PMG Advisors, LLC) (“SRPMGA”). At the same time, Beltraith acquired a 62.23% equity stake in SRPMGA. Mr. Sanders is also the Chief Executive Officer and Chief Investment Strategist of SRPMGA. Effective May 1, 2020, Forefront Analytics, LLC has taken a 30% ownership interest in SRIP and Dr. Christopher Geczy serves as Co-Chief Investment Officer of the firm. SRIP offers separate account equity management to institutional investors and other investment advisers, while also offering model portfolio services to other investment advisers. Equity products include: Large Cap Core Equity, High Quality Large Cap, Large Cap Constrained Volatility, Dynamic Small Cap Equity, and Smid Growth Long Term. In advising our institutional equity clients, SRIP adheres to the restrictions and guidelines imposed by clients. SRIP serves as investment manager to two Counsel Trust Company Collective Investment Funds (“CIFs”) for tax qualified pension and profit-sharing plans and related trusts; serves as investment
manager to one Counsel Trust Company Common Trust Fund (“CTF”) for taxable accounts; and serves as investment manager to a Counsel Trust Company managed 3(c)(1) fund. This unregistered 3(c)(1) fund was established to facilitate the investment of IRA monies. SRIP has a contractual relationship with an investment adviser under their Unified Managed Account (UMA) program where we provide models of our proprietary investment strategies (referred herein as ‘SRIP models’). Under these arrangements, SRIP does not have investment discretion over the investment adviser’s client accounts (referred herein as ‘Model portfolios’) and assets, nor does SRIP communicate directly with the investment adviser’s clients. The investment adviser initially determines whether one or more SRIP models is suitable to a particular client’s circumstances. The model portfolio is then managed according to the SRIP model’s strategy, rather than each client’s individual needs. SRIP models are structured using the same approach as we do for strategies used in our separately-managed account clients. Generally, the only differences are due to separately-managed client-imposed guidelines and restrictions. SRIP is not responsible for trade executions and other functions within the model portfolios. The underlying investment adviser’s clients retain individual ownership of all securities. These UMA assets are not included in our Assets Under Management (AUM). As of December 31, 2023, StoneRidge Investment Partners, LLC managed $243,154,729 in discretionary assets for institutional investors and other investment advisers, including public funds, Taft-Hartley plans, unregistered private funds, insurance companies, and foundations.