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Adviser Profile

As of Date 03/26/2025
Adviser Type - Large advisory firm
Number of Employees 10
of those in investment advisory functions 6
Registration SEC, Approved, 08/10/1999
AUM* 286,207,220 51.97%
of that, discretionary 286,207,220 51.97%
Private Fund GAV* 0
Avg Account Size 26,018,838 10.53%
SMA’s Yes
Private Funds 0
Contact Info 484 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Insurance companies

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

809M 694M 578M 462M 347M 231M 116M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT $ Position$18,472 % Position7.00% $ Change2.00% # Change4.00%
Stck Ticker67066G104 Stock NameNVIDIA $ Position$17,086 % Position6.00% $ Change9.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE $ Position$17,762 % Position6.00% $ Change8.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON $ Position$10,226 % Position4.00% $ Change8.00% # Change-8.00%
Stck Ticker02079K305 Stock NameALPHABET CLASS A $ Position$7,082 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$7,117 % Position3.00% $ Change34.00% # Change0.00%
Stck TickerH1467J104 Stock NameCHUBB LTD $ Position$7,648 % Position3.00% $ Change # Change
Stck Ticker172967424 Stock NameCITIGROUP $ Position$7,816 % Position3.00% $ Change833.00% # Change730.00%
Stck Ticker126650100 Stock NameCVS HEALTH $ Position$9,321 % Position3.00% $ Change168.00% # Change275.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC. $ Position$7,790 % Position3.00% $ Change13.00% # Change11.00%

Brochure Summary