Adviser Profile

As of Date 06/01/2026
Registration SEC, Approved, 12/16/1997
ADV Location DANVILLE, CA, United States
Contact Info (92 xxxxxxx
Websites
AUM* 960,563,329 9%
of that, discretionary 901,659,146 10%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 574,500 7%
% High Net Worth 42.38% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

902M 773M 644M 515M 386M 258M 129M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary