Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 04/24/1997
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 2,741,716,548 -28%
of that, discretionary 2,741,716,548 -28%
Number of Employees 24 -4%
of those in investment advisory functions 13 -7%
Private Fund GAV* 0
Avg Account Size 1,290,827 53%
% High Net Worth 49.82% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

4B 3B 3B 2B 2B 1B 578M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameApple Inc. $ Position$114,283,867 % Position6.00% $ Change7.00% # Change-6.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$75,641,268 % Position4.00% $ Change7.00% # Change6.00%
Stck Ticker580135101 Stock NameMcDonalds Corp $ Position$34,788,748 % Position2.00% $ Change-28.00% # Change-17.00%
Stck Ticker57636Q104 Stock NameMastercard Inc $ Position$30,507,141 % Position2.00% $ Change-5.00% # Change-8.00%
Stck Ticker452308109 Stock NameIllinois Tool Works Inc $ Position$28,842,000 % Position2.00% $ Change-4.00% # Change-7.00%
Stck Ticker46625H100 Stock NameJ P Morgan Chase & Co $ Position$27,174,209 % Position2.00% $ Change11.00% # Change0.00%
Stck Ticker67066G104 Stock NameNvidia Corp $ Position$31,634,690 % Position2.00% $ Change300.00% # Change248.00%
Stck Ticker747525103 Stock NameQualcomm Inc. $ Position$35,626,107 % Position2.00% $ Change31.00% # Change-9.00%
Stck Ticker760759100 Stock NameRepublic Services Inc $ Position$30,022,124 % Position2.00% $ Change-12.00% # Change-10.00%
Stck Ticker032095101 Stock NameAmphenol Corp Cl A $ Position$43,877,863 % Position2.00% $ Change25.00% # Change-10.00%

Brochure Summary