Adviser Profile

As of Date 05/15/2026
Registration SEC, Approved, 03/25/1997
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 47,058,531,850 105%
of that, discretionary 29,520,628,869 100%
Number of Employees 147 11%
of those in investment advisory functions 64 23%
Private Fund GAV* 0
Avg Account Size 135,225,666 28%
% High Net Worth 29.60% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

110B 94B 78B 63B 47B 31B 16B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE & MORAN Filing Date07/15/2025 Form ADV-E View Report
Accounting Firm Name PLANTE & MORAN Filing Date07/19/2024 Form ADV-E View Report
Accounting Firm Name PLANTE MORAN Filing Date10/24/2023 Form ADV-E View Report

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Brochure Summary