Adviser Profile

AUM* 1,606,520,371 38%
of that, discretionary 1,573,838,174 37%
Number of Employees 21 11%
of those in investment advisory functions 11 -42%
Private Fund GAV* 0
Avg Account Size 478,273 19%
% High Net Worth 39.30% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 899M 675M 450M 225M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$178,148,309 % Position12.00% $ Change16.00% # Change-4.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$173,976,993 % Position11.00% $ Change14.00% # Change3.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$108,664,572 % Position7.00% $ Change20.00% # Change-1.00%
Stck Ticker97717X669 Stock NameWISDOMTREE TR $ Position$84,652,060 % Position5.00% $ Change7.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$74,514,584 % Position5.00% $ Change10.00% # Change-1.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$70,211,989 % Position5.00% $ Change9.00% # Change-1.00%
Stck Ticker33738D788 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$61,081,324 % Position4.00% $ Change54.00% # Change55.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$59,195,091 % Position4.00% $ Change38.00% # Change38.00%
Stck Ticker25434V831 Stock NameDIMENSIONAL ETF TRUST $ Position$58,157,662 % Position4.00% $ Change-29.00% # Change-36.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$54,161,596 % Position3.00% $ Change54.00% # Change1.00%

Brochure Summary