Firm Description Founded in 1994, AMI Asset Management Corporation (AMI) provides investment management services to individuals, high net worth individuals, pension and profit sharing plans, trusts, corporations and others. In providing its services, AMI generally utilizes equity and fixed income securities in its investment strategies and manages client assets in accordance with their overall investment goals and objectives. Principal Owners AMI’s principal owners include William Tanner, Matthew Humiston and Peter Mainstain. Types of Advisory Services AMI provides its investment management services on a discretionary basis and currently offers seven core investment strategies: 1. Domestic Large Cap Growth 2. Domestic Small Cap Growth 3. Domestic Small-Mid Cap Growth 4. Domestic Large Cap Equity Income 5. Government/Corporate Fixed Income (Core Bond) 6. Intermediate Quality Tax Exempt Fixed Income (Muni Bond) 7. High Yield Capital Appreciation Please refer to Item 8 for further information on our methods of analysis and investment strategies, including details on the specific risks associated with these strategies. Retirement Accounts (DOL PTE 2020-02) When AMI provides investment advice to clients regarding retirement plan accounts or individual retirement accounts, AMI is acting as a fiduciary within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way AMI makes money create some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interests ahead of yours. Under this special rule’s provisions, we must:  meet a professional standard of care when making investment recommendations (give prudent advice);  never put our financial interests ahead of the Client’s when making recommendations (give loyal advice);  avoid misleading statements about conflicts of interest, fees and investments;  follow policies and procedures designed to ensure that we provide advice that is in the Client’s best interest;  charge no more than is reasonable for our services, and  give the Client basic information about conflicts of interest. Client Investment Objective Guidelines The investment advice provided by AMI is customized to each client’s investment objectives and restrictions as provided to AMI. For individual and high net worth clients, AMI memorializes each client’s investment objectives and risk tolerance via a questionnaire. The information provided in the questionnaire, together with any other information relating to the client’s overall financial circumstances, will be used by AMI to recommend the appropriate strategy(ies) for the client. For institutional clients, AMI provides investment advice based on the client’s guidelines outlined in their investment policy statement or specific instruction as to the strategy in which the client wants to invest. AMI does not assume any responsibility for the accuracy of the information provided by the client and we are not obligated to verify any information received from the client or from the client’s other professionals (e.g., attorney, accountant, etc.). Under all circumstances, clients are responsible for promptly notifying AMI in writing of any material changes to the client’s financial situation, investment objectives, time horizon, or risk tolerance. In the event that a client notifies AMI of changes in the client’s financial circumstances, AMI will review such changes and recommend any necessary revisions to the client’s portfolio allocation. Advisory representatives are available during normal business hours to consult with clients. Tailored Relationships Model Portfolios AMI provides purchase and sell recommendations in the form of model portfolios through a Unified Overlay Management Program (UOMP). AMI

does not enter into a direct relationship with the clients of these investment platforms and does not provide administrative portfolio account or account-specific performance reporting services to those clients. The recommendations that are provided through these programs are used by the Overlay Managers at their sole discretion. Pooled Investment Vehicle (“Private Fund”) AMI also provides discretionary investment management services to non-affiliated private funds. We manage the pooled assets of each private fund using one or more of AMI’s investment strategies as directed on the Client Investment Plan form. Sub-Advisory Arrangements AMI also has sub-advisory arrangements with unaffiliated third-party advisers (“Advisers”) whereby AMI provides investment management services to certain of the Advisers’ clients. The clients only enter into an agreement with the respective Adviser and not AMI. AMI and each Adviser enter into a sub-advisory agreement. The investment management services provided by AMI are based on the AMI investment strategy selected by the third-party adviser and in accordance with each client’s overall investment guidelines as provided to AMI by the third party adviser. Wrap Programs AMI offers its investment strategies to wrap fee programs (each, a “Wrap Program”), which are sponsored by multi-service financial institutions unaffiliated with AMI (each, a “Wrap Sponsor”). Generally, a wrap client selects an investment manager, such as AMI, from a list of Wrap Sponsor approved investment managers. The selected investment manager will provide investment management services for the wrap client’s assets allocated to the Wrap Program. For a single all-inclusive fee (the “Wrap Fee”), a wrap client receives certain other services provided by the Wrap Sponsor, such as trading execution and custodial services. AMI receives a portion of the Wrap Fee from the Wrap Sponsor for providing investment management services to the wrap client. The wrap clients generally enter into a written agreement with the Wrap Sponsor and not AMI. Although the types of investment management services that AMI provides to wrap clients are generally the same as the types of investment management services provided to our other clients, certain differences may exist. These include: 1) the fact that the Wrap Sponsor obtains each wrap client’s investment objectives and restrictions and assists in determining the investment strategy best suited for the wrap client, and 2) communications regarding the investment management services provided to a wrap client is between the Wrap Sponsor and the wrap client, with AMI only communicating with the Wrap Sponsor (unless the wrap client requests otherwise). AMI does not serve as the sponsor of any wrap programs. Investment Management Agreement Prior to the start of any client relationship, AMI enters into an agreement with the client. The agreement outlines the terms and conditions of the relationship including a description of the services to be provided by AMI, responsibilities of the client, fees as well as other standard contractual terms. The agreement between AMI and the client will continue in effect until terminated by either party pursuant to the terms of the agreement. AMI’s annual fee shall be prorated through the date of termination as defined in the agreement and any remaining balance shall be charged to the client, as appropriate, in a timely manner. In accordance with Rules 204-3 and 204-5 under the Investment Advisers Act of 1940, as amended, AMI will provide a disclosure brochure (ADV Part 2A), one or more disclosure brochure supplements (ADV Part 2B) and a Client Relationship Summary (ADV Part 3) to each client or prospective prior to or contemporaneously with the execution of the agreement. Client Assets Under Management As of October 31, 2023, AMI had $1,621,735,427 in discretionary assets under management.