Adviser Profile

As of Date 07/30/2026
Registration SEC, Approved, 08/03/1994
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 1,275,389,164 16%
of that, discretionary 1,176,727,990 9%
Number of Employees 15 15%
of those in investment advisory functions 14 17%
Private Fund GAV* 0
Avg Account Size 1,321,647 9%
% High Net Worth 63.67% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 841M 672M 504M 336M 168M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$101,001,693 % Position28.00% $ Change14.00% # Change-1.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$45,615,872 % Position13.00% $ Change34.00% # Change17.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$47,967,653 % Position13.00% $ Change30.00% # Change9.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$35,032,759 % Position10.00% $ Change186.00% # Change168.00%
Stck Ticker808524771 Stock NameSCHWAB STRATEGIC TR $ Position$37,581,434 % Position10.00% $ Change25.00% # Change12.00%
Stck Ticker74316P579 Stock NamePROFESIONALLY MANAGED PORTFO $ Position$23,189,298 % Position6.00% $ Change-8.00% # Change-9.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$14,669,127 % Position4.00% $ Change8.00% # Change8.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$7,100,577 % Position2.00% $ Change5774.00% # Change4846.00%
Stck Ticker464287234 Stock NameISHARES TR $ Position$8,219,762 % Position2.00% $ Change18.00% # Change-2.00%
Stck Ticker46138E636 Stock NameINVESCO EXCH TRADED FD TR II $ Position$8,702,514 % Position2.00% $ Change-39.00% # Change-40.00%

Brochure Summary