Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 12/17/1991
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
AUM* 1,316,522,778 46%
of that, discretionary 1,316,522,778 46%
Number of Employees 14 -7%
of those in investment advisory functions 8
Private Fund GAV* 1,316,522,778 19%
Avg Account Size 164,565,347 46%
SMA’s No
Private Funds 9

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 940M 752M 564M 376M 188M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker65487K100 Stock NamenLight, Inc. $ Position$65,373,946 % Position6.00% $ Change12.00% # Change-8.00%
Stck Ticker925815102 Stock NameVicor Corporation $ Position$56,580,004 % Position5.00% $ Change22.00% # Change-48.00%
Stck Ticker65443P102 Stock Name908 Devices, Inc. $ Position$42,454,025 % Position4.00% $ Change33.00% # Change-6.00%
Stck Ticker532257805 Stock NameLightPath Technologies, Inc. $ Position$41,488,485 % Position4.00% $ Change103.00% # Change25.00%
Stck Ticker500600101 Stock NameKopin Corporation $ Position$35,947,798 % Position3.00% $ Change35.00% # Change-32.00%
Stck Ticker09263B207 Stock NameBlackSky Technology, Inc. $ Position$33,504,000 % Position3.00% $ Change-23.00% # Change-30.00%
Stck Ticker09940T100 Stock NameBoost Run, Inc. $ Position$31,581,211 % Position3.00% $ Change # Change
Stck Ticker453204109 Stock NameImpinj, Inc. $ Position$29,651,188 % Position3.00% $ Change39.00% # Change0.00%
Stck Ticker00760J108 Stock NameAehr Test Systems $ Position$36,004,056 % Position3.00% $ Change-39.00% # Change-76.00%
Stck Ticker030111207 Stock NameAmerican Superconductor Corp $ Position$39,501,082 % Position3.00% $ Change46.00% # Change19.00%

Brochure Summary