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Adviser Profile

As of Date 04/30/2024
Adviser Type - Large advisory firm
Number of Employees 10 -68.75%
of those in investment advisory functions 9 -40.00%
Registration SEC, Approved, 04/30/1991
AUM* 995,884,154 -56.60%
of that, discretionary 988,312,844 -48.25%
Private Fund GAV* 127,479,596 -58.96%
Avg Account Size 3,308,585 -48.24%
% High Net Worth 23.59% 0.81%
SMA’s Yes
Private Funds 2 2
Contact Info 907 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
7B 6B 5B 4B 3B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count2 GAV$127,479,596

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Brochure Summary