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Adviser Profile

Registration status Terminated
As of Date 04/02/2025
Adviser Type - Large advisory firm
Number of Employees 10 -68.75%
of those in investment advisory functions 9 -40.00%
AUM* 995,884,154 -56.60%
of that, discretionary 988,312,844 -48.25%
Private Fund GAV* 0 -100.00%
Avg Account Size 3,308,585 -48.24%
% High Net Worth 23.59% 0.81%
SMA’s Yes
Private Funds 0 4
Contact Info 907 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
7B 6B 5B 4B 3B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary