Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 03/23/1990
ADV Location DENVER, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 1,316,232,312 16%
of that, discretionary 1,171,622,801 15%
Number of Employees 6
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 1,337,634 -9%
% High Net Worth 74.47% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 911M 729M 547M 365M 182M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary