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Adviser Profile

As of Date 03/28/2025
Adviser Type - Large advisory firm
Number of Employees 13 18.18%
of those in investment advisory functions 9 -18.18%
Registration SEC, Approved, 12/08/1989
AUM* 1,305,778,842 84.32%
of that, discretionary 1,305,778,842 84.32%
Private Fund GAV* 0
Avg Account Size 454,026 -5.41%
% High Net Worth 5.74% -12.88%
SMA’s Yes
Private Funds 0
Contact Info 312 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

4B 4B 3B 3B 2B 1B 625M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$119,226,056 % Position10.00% $ Change-7.00% # Change5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$110,322,241 % Position9.00% $ Change-6.00% # Change5.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$96,712,026 % Position8.00% $ Change-18.00% # Change1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$69,257,874 % Position6.00% $ Change-8.00% # Change6.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$57,529,373 % Position5.00% $ Change21.00% # Change23.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$48,409,063 % Position4.00% $ Change14.00% # Change6.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$36,783,729 % Position3.00% $ Change-14.00% # Change5.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$34,229,389 % Position3.00% $ Change-24.00% # Change5.00%
Stck Ticker22160K105 Stock NameCOSTCO WHSL CORP NEW $ Position$18,861,691 % Position2.00% $ Change8.00% # Change5.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$24,339,563 % Position2.00% $ Change-14.00% # Change5.00%

Brochure Summary