Adviser Profile

As of Date 05/04/2026
Registration SEC, Approved, 12/08/1989
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 1,704,405,756 31%
of that, discretionary 1,704,405,756 31%
Number of Employees 13
of those in investment advisory functions 11 22%
Private Fund GAV* 0
Avg Account Size 434,797 -4%
% High Net Worth 5.03% -12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

4B 4B 3B 3B 2B 1B 625M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$206,238,994 % Position12.00% $ Change13.00% # Change-2.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$144,962,471 % Position8.00% $ Change96.00% # Change59.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$103,336,260 % Position6.00% $ Change-32.00% # Change-40.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$84,190,668 % Position5.00% $ Change19.00% # Change-2.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$76,984,229 % Position4.00% $ Change27.00% # Change-3.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$53,784,143 % Position3.00% $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$57,166,092 % Position3.00% $ Change-56.00% # Change-56.00%
Stck Ticker88160R101 Stock NameTESLA INC $ Position$51,076,823 % Position3.00% $ Change48.00% # Change31.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$56,084,538 % Position3.00% $ Change-3.00% # Change-2.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$55,727,858 % Position3.00% $ Change # Change

Brochure Summary