Adviser Profile

As of Date 08/10/2026
Registration SEC, Approved, 05/18/1987
ADV Location MINNEAPOLIS, MN, United States
Contact Info 800 xxxxxxx
Websites
AUM* 20,769,867,010 40%
of that, discretionary 9,475,993,531 74%
Number of Employees 3,901 8%
of those in investment advisory functions 2,963 18%
Private Fund GAV* 0
Avg Account Size 381,078 9%
% High Net Worth 14.07% 33%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

11B 10B 8B 6B 5B 3B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date01/22/2026 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLC Filing Date10/21/2024 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLC Filing Date01/25/2024 Form ADV-E View Report

Brochure Summary