Adviser Profile

AUM* 539,568,586 -2%
of that, discretionary 539,568,586 -2%
Number of Employees 13
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 351,969 -15%
% High Net Worth 7.29% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Market timing services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 952M 476M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker00400R858 Stock NameABSOLUTE SHS TR $ Position$30,118,400 % Position7.00% $ Change2.00% # Change-1.00%
Stck Ticker00400R809 Stock NameABSOLUTE SHS TR $ Position$21,366,711 % Position5.00% $ Change14.00% # Change-5.00%
Stck Ticker00400R601 Stock NameABSOLUTE SHS TR $ Position$16,285,384 % Position4.00% $ Change5.00% # Change-8.00%
Stck Ticker00400R700 Stock NameABSOLUTE SHS TR $ Position$17,662,681 % Position4.00% $ Change1.00% # Change-8.00%
Stck Ticker35473M105 Stock NameFRANKLIN TEMPLETON HOLDINGS $ Position$6,583,353 % Position2.00% $ Change-15.00% # Change-1.00%
Stck Ticker92189H664 Stock NameVANECK ETF TRUST $ Position$7,203,893 % Position2.00% $ Change97.00% # Change15.00%
Stck Ticker69374H204 Stock NamePACER FDS TR $ Position$2,053,376 % Position1.00% $ Change4.00% # Change-9.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$4,664,263 % Position1.00% $ Change93.00% # Change13.00%
Stck Ticker92647X830 Stock NameVICTORY PORTFOLIOS II $ Position$3,377,920 % Position1.00% $ Change19.00% # Change3.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$4,922,997 % Position1.00% $ Change12.00% # Change-3.00%

Brochure Summary