Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 10/19/1984
ADV Location TORRANCE, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 820,648,864 36%
of that, discretionary 818,688,615 36%
Number of Employees 5
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 588,701 18%
% High Net Worth 31.83% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

819M 702M 585M 468M 351M 234M 117M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary