Adviser Profile

As of Date 02/27/2026
Registration SEC, Approved, 12/06/1982
ADV Location RALEIGH, NC, United States
Contact Info 919 xxxxxxx
Websites
AUM* 479,589,639 19%
of that, discretionary 465,188,917 30%
Number of Employees 7 -13%
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 424,416 20%
% High Net Worth 29.21% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

465M 399M 332M 266M 199M 133M 66M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BROWN, EDWARDS & COMPANY, L.L.P Filing Date08/29/2024 Form ADV-E View Report

Brochure Summary