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Adviser Profile

AUM* 1,426,068,477 -14%
of that, discretionary 1,377,756,909 -14%
Number of Employees 9
of those in investment advisory functions 7 40%
Private Fund GAV* 0
Avg Account Size 1,029,652 -2%
% High Net Worth 18.22% 100%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 914M 686M 457M 229M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name WITHUMSMITH+BROWN PC Filing Date07/30/2026 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46432F842 Stock NameISHARES TR $ Position$80,606,459 % Position10.00% $ Change4.00% # Change-14.00%
Stck Ticker464288588 Stock NameISHARES TR $ Position$56,925,204 % Position7.00% $ Change-25.00% # Change-23.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$54,713,767 % Position7.00% $ Change11.00% # Change-14.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$47,318,223 % Position6.00% $ Change13.00% # Change-21.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$48,035,751 % Position6.00% $ Change4.00% # Change-12.00%
Stck Ticker47103U845 Stock NameJANUS DETROIT STR TR $ Position$40,479,065 % Position5.00% $ Change7.00% # Change-21.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$38,838,201 % Position5.00% $ Change14.00% # Change0.00%
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$31,652,431 % Position4.00% $ Change3.00% # Change-26.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$31,048,120 % Position4.00% $ Change14.00% # Change-18.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$21,754,365 % Position3.00% $ Change14.00% # Change0.00%

Brochure Summary