The Wealth Boutique is an SEC registered investment advisor”) that was established in January 2022 The Wealth Boutique is owned by Jessica Weaver who is also the firm’s Chief Compliance Officer. Investment Philosophy We believe all clients are created equally and should have access to a holistic and robust financial plan and investment strategies, planning, and resources, regardless of asset levels. At The Wealth Boutique our model allows us to provide a custom financial planning-led approach that considers all aspects of clients’ lives, from investments to affiliated tax and estate planning. We believe all investors should have access to more than just a financial advisor, but a team of specialists with a variety of disciplines to collaborate, organize, and plan your financial future. All advisory services are tailored to our clients’ individual needs and based on asset size, investment risk tolerance and investment goals. The Wealth Boutique requires limited discretion over the select assets to be purchased and sold within client portfolios, but from time-to-time certain clients may wish to place restrictions on investing in certain securities or types of securities (i.e., socially responsible, or legal requirements, etc.). These clients are encouraged to discuss their needs with their financial advisor to determine if such restrictions are possible. Financial Planning Services The Wealth Boutique begins its relationship with clients by developing a financial plan with a goals-based approach. The firm’s financial plan may be a comprehensive plan encompassing a client’s entire financial situation, including asset allocation, investments, retirement planning, education expenses, estate planning and insurance needs. The first step is laying out the client’s goals for their financial life. Clients will complete a questionnaire which details the totality of the client’s financial circumstances, including their assets, liabilities, cash flow, income, expenses, and debt. They will also complete a Risk Tolerance Assessment. Since The Wealth Boutique believes that one of the biggest determinants of success in a client’s plan is the client’s spending, there will be an in-depth discussion on their current expenses and their future spending plan. Clients may impose restrictions on investing in certain securities or types of securities. From this client-provided information, The Wealth Boutique evaluates the client’s current positioning to ensure they can make the best recommendations based on these life factors. Coupled with conversations about what the client is looking to achieve and the degree of risk they are willing to take, The Wealth Boutique develops the optimal strategy for accomplishing the client’s goals, with the ultimate goal of allowing the client to live their life financially independent. The Wealth Boutique will build out a savings model, a cash flow model, a financial plan projection, and recommendations on investments that align with the client’s risk tolerance, investment objectives, goals, age, time horizon, financial circumstances, investment experience, investment restrictions and limitations and risk tolerance. The Wealth Boutique’s objective is to review the client’s tax, financial and estate planning objectives and goals in connection with the client’s investment objectives and goals. The Wealth Boutique may engage third-party service providers to assist with the tax and estate planning portion of the services provided to clients. In addition, The Wealth Boutique may use third-party software to analyze a client’s information to help with the provision of estate planning services. The Wealth Boutique is not a law firm, nor are any employees acting in the capacity of an attorney or providing legal advice. 5 | P a g e The Wealth Boutique offer three distinct financial planning services based on the amount of investable assets a client may have. See Item 5 – Fees and Compensation for the specific fee structures. The Wealth Boutique offers the following levels of service to clients based on their needs: SILVER GOLD PLATINUM
• Goals and objectives review
• Custom analysis of risk tolerance
• Investment management agreement
• Overall net worth analysis
• Cash flow planning
• Asset allocation review
• Portfolio rebalancing
• Portfolio performance reporting
• Tax & cost-basis reporting
• Consolidated online account access Additional Services*
• Financial plan development Financial plan updates
• Comprehensive financial plan
• Retirement needs analysis
• Income distribution strategies
• Education planning and funding
• Comprehensive insurance planning
• Goals and objectives review
• Custom analysis of risk tolerance
• Investment management agreement
• Overall net worth analysis
• Asset allocation review
• Portfolio rebalancing
• Portfolio performance reporting
• Tax & cost-basis reporting
• Consolidated online account access
• Notary Services Additional Services*
• Financial plan updates
• Strategic planning for wealth conservation
• Tax-optimized investing and giving
• Annual financial plan updates
• Comprehensive financial plan
• Retirement needs analysis
• Income distribution strategies
• Education planning and funding
• Comprehensive insurance planning
• Consolidated online account access
• Notary Services
• Goals and objectives review
• Custom analysis of risk tolerance
• Investment management agreement
• Overall net worth analysis
• Asset allocation review
• Portfolio rebalancing
• Portfolio performance reporting
• Tax & cost-basis reporting
• Consolidated online account access
• Notary Services Additional Services*
• Financial plan updates
• * Additional Services available for hourly consulting or fixed fees. Investment Management Once the financial plan is reviewed

with the client, the client may then be offered an onboarding process to open an Investment Management account with The Wealth Boutique. The Wealth Boutique builds out an investment allocation portfolio driven by the goals and needs of the client. Investments are selected based on the financial plan generated for the Client and the personal discussions described above. The Wealth Boutique builds portfolios for clients based on their investment objectives, goals, age, time horizon, financial circumstances, investment experience, investment restrictions, limitations, and risk tolerance. The Wealth Boutique’s objective is to review the client’s tax, financial and estate planning objectives, 6 | P a g e and goals in connection with the client’s investment objectives and goals. The Wealth Boutique may engage third-party service providers to assist with the tax and estate planning portion of the services provided to clients. In addition, The Wealth Boutique may use third-party software to analyze a client’s information to help with the provision of estate planning services. The client’s personal investment plan contains an asset allocation target which The Wealth Boutique uses to create and manage a portfolio based on that plan and allocation targets. Investment management services also include portfolio rebalancing, portfolio performance reporting, tax, and cost-basis reporting, consolidated online account access, and Notary services. With respect to any estate planning services, it is important to note that The Wealth Boutique is not a law firm, nor are any employees acting in the capacity of an attorney or providing legal advice. The implementation and management of the portfolio may be managed by a third-party asset manager. Please review the next section concerning our use of Third-Party Asset Managers. Third Party Asset Managers The Wealth Boutique may utilize the services of third-party asset managers (“TPAMs”) to assist in managing your investments. The nature of the advisory and management services is determined between the client and the third-party investment advisor, and their services should be explained in their Form ADV 2A, and their Client Relationship Summary (“CRS”) which will be provided to you directly from the TPAM. The Wealth Boutique will work with you when selecting an appropriate TPAM that offers asset management and other investment advisory services suited to your needs. Such arrangements with TPAMs are structured as co-advisory arrangements, wherein both firms would have authority to provide ongoing advice and/or account management services in exchange for a fee split as negotiated by the respective firms, never to exceed 2%. In these circumstances, The Wealth Boutique is responsible for the initial and ongoing review of your investment and financial profile and is also responsible for maintaining your current information. Generally, the use of a TPAM must be based upon a fiduciary/ “Best Interest” determination, predicated upon reasonable due diligence, which supports the idea that the use of a third party would be in the best interest of you, the client. When using TPAMs, The Wealth Boutique will assist you with identifying your risk tolerance, investment objectives, implementation strategies, etc. and will then recommend the TPAM geared toward your stated investment objectives and risk tolerance. You will enter into an agreement directly with the TPAM. The Wealth Boutique is available to answer questions you may have regarding your account and act as the communication conduit between you and the TPAM. The Wealth Boutique will be available to review the account(s) with you to determine if the TPAM is continuing to meet your investment objectives. Generally, TPAMs will exercise discretionary authority to determine the securities to be purchased and sold for you. In these situations, The Wealth Boutique has discretionary trading authority with respect to your account with the TPAMs(s) and is not responsible for investment selection or trade implementation in your accounts. Custodians have generally eliminated commissions/transaction fees for online trades of US equities, ETFs, and options (subject to a contract fee). This means that, in most cases, when we buy and sell these types of securities, we will not have to pay any commissions to the custodian. We encourage you to review ’the custodian’s pricing to compare the total costs of entering into a wrap fee arrangement versus a non-wrap fee arrangement. If you choose to enter into a wrap fee arrangement, your total cost to invest could exceed the cost of paying for brokerage and advisory services separately. Private Funds/Limited Partnerships While The Wealth Boutique utilizes mutual funds, ETFs, stocks and bonds as the primary security types when managing a client’s separately managed account, The Wealth Boutique may offer private funds (such as a limited partnerships) that are managed by unaffiliated fund managers as an alternative investment to clients who meet certain investor suitability criteria. To become an investor in a private fund, The Wealth Boutique 7 | P a g e clients need to receive and review fund Governing Documents (provided by the unaffiliated fund manager) that disclose a private fund’s investment objective(s), liquidity periods, fees and important risk disclosures before needing to complete a Subscription Agreement to help determine their eligibility as an investor. Details concerning applicable investor suitability criteria are set forth in the applicable fund’s Governing Documents. Each investor in the Funds who is a U.S. Person (as defined in Regulation S under the Securities Act of 1933, as amended (the “Securities Act”) is required to meet certain suitability qualifications, such as being an “accredited investor” as defined under Rule 501(a) of Regulation D of the Securities Act. Investors in Limited Partnerships must be defined and qualified as an Accredited Investor. Assets Under Management As of March 4, 2024 Discretionary AUM $100,083,421 Non-Discretionary AUM $0