A. Description of the Advisory Firm Legacy Edge Advisors, LLC (hereinafter “Legacy Edge Advisors”) is a Limited Liability Company organized in the State of New York. The firm was formed in August 2023, and the principal owners are Timothy Olin Urie, Scott Jason Israel, Robert Francis Rom, and Jason Sean Kass. B. Types of Advisory Services Portfolio Management Services Legacy Edge Advisors offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. Legacy Edge Advisors creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan to aid in the selection of a portfolio that matches each client's specific situation. Portfolio management services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring Legacy Edge Advisors evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. Legacy Edge Advisors will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. Legacy Edge Advisors seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of Legacy Edge Advisors’ economic, investment or other financial interests. To meet its fiduciary obligations, Legacy Edge Advisors attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, Legacy Edge Advisors’ policy is to seek fair and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is Legacy Edge Advisors’ policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent, including initial public offerings ("IPOs") and other investment opportunities that might have a limited supply, among its clients on a fair and equitable basis over time. Financial Planning Financial plans and financial planning may include, but are not limited to: investment planning; life insurance; tax concerns; retirement planning; college planning; and debt/credit planning. Services Limited to Specific Types of Investments Legacy Edge Advisors generally limits its investment advice to mutual funds, fixed income securities, real estate funds (including REITs), insurance products including annuities, equities, ETFs (including ETFs in the gold and precious metal sectors), treasury inflation protected/inflation linked bonds, commodities, non-U.S. securities, venture capital funds and private placements. Legacy Edge Advisors may use other securities as well to help diversify a portfolio when applicable.

Written Acknowledgement of Fiduciary Status When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. We also have a fiduciary duty under the Investment Advisers Act of 1940 with respect to all client accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. C. Client Tailored Services and Client Imposed Restrictions Legacy Edge Advisors will tailor a program for each individual client. This will include an interview session to get to know the client’s specific needs and requirements as well as a plan that will be executed by Legacy Edge Advisors on behalf of the client. Legacy Edge Advisors may use model allocations together with a specific set of recommendations for each client based on their personal restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent Legacy Edge Advisors from properly servicing the client account, or if the restrictions would require Legacy Edge Advisors to deviate from its standard suite of services, Legacy Edge Advisors reserves the right to end the relationship. D. Wrap Fee Programs Legacy Edge Advisors acts as portfolio manager for and sponsor of a wrap fee program, which is an investment program where the client pays one stated fee that includes management fees, transaction costs, and certain other administrative fees. However, this brochure describes Legacy Edge Advisors’ non-wrap fee advisory services; clients utilizing Legacy Edge Advisors’ wrap fee portfolio management should see Legacy Edge Advisors’ separate Wrap Fee Program Brochure. Legacy Edge Advisors manages the investments in the wrap fee program, but does not manage those wrap fee accounts any differently than it would manage non-wrap fee accounts. Legacy Edge Advisors receives the advisory fee set forth in Wrap Fee Program Brochure as a management fee under the wrap fee program. Please also see Item 5 and Item 12 of this brochure. E. Assets Under Management Legacy Edge Advisors has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $0 $0 October 2023