Adviser Profile

As of Date 09/30/2026
Registration SEC, Approved, 10/19/2023
Other registrations (1)
Contact Info 463 xxxxxxx
Websites
AUM* 105,750,102 7%
of that, discretionary 105,750,102 7%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 446,203 -9%
% High Net Worth 30.34% -17%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

106M 91M 76M 60M 45M 30M 15M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$203,595,128 % Position68.00% $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$7,716,759 % Position3.00% $ Change # Change
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$2,860,662 % Position1.00% $ Change # Change
Stck Ticker872540109 Stock NameTJX COS INC NEW $ Position$1,744,848 % Position1.00% $ Change # Change
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$4,000,290 % Position1.00% $ Change # Change
Stck Ticker78467X109 Stock NameSTATE STR SPDR DOW JONES IND $ Position$1,703,838 % Position1.00% $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$4,116,483 % Position1.00% $ Change # Change
Stck Ticker92206C680 Stock NameVANGUARD SCOTTSDALE FDS $ Position$1,756,485 % Position1.00% $ Change # Change
Stck Ticker46137V241 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$3,901,500 % Position1.00% $ Change # Change
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$3,122,453 % Position1.00% $ Change # Change

Brochure Summary