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Adviser Profile

As of Date 05/18/2026
Registration SEC, Approved, 07/03/2023
Other registrations (1)
ADV Location RICHMOND, VA, United States
Contact Info 804 xxxxxxx
Websites
AUM* 258,879,212 43%
of that, discretionary 258,879,212 43%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 248,445 5%
% High Net Worth 7.41% -28%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

259M 222M 185M 148M 111M 74M 37M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$36,251,867 % Position15.00% $ Change31.00% # Change31.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$32,925,698 % Position14.00% $ Change77.00% # Change54.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$11,180,763 % Position5.00% $ Change16.00% # Change5.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$11,832,247 % Position5.00% $ Change12.00% # Change-8.00%
Stck Ticker46654Q716 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$12,318,429 % Position5.00% $ Change29.00% # Change29.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$11,391,199 % Position5.00% $ Change12.00% # Change-4.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$10,227,081 % Position4.00% $ Change17.00% # Change2.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$10,160,988 % Position4.00% $ Change-17.00% # Change-22.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$6,048,932 % Position3.00% $ Change # Change
Stck Ticker46429B267 Stock NameISHARES TR $ Position$6,579,595 % Position3.00% $ Change3.00% # Change4.00%

Brochure Summary