Eagle Wealth Management Group Inc. (“Eagle Wealth”), which is a SEC-registered investment adviser, began conducting business in July 2023 with its principal place of business located in Valencia, California. Listed below are the firm's principal shareholders (i.e., those individuals and/or entities controlling 25% or more of this company): Douglas R. Eagle, Jr. (50%) and JoAnn K. Eagle (50%) Eagle Wealth provides investment advisory services to a variety of clients, through financial planning and asset management. Our investment advice is delivered through our investment adviser representatives (“Advisory Associates”). Advisory Associates provide advisory services on a discretionary basis. Clients with discretionary agreements have authorized their Advisory Associate to manage the account without prior consent for each transaction. Clients may impose limitations on discretionary agreements, if preferred. Eagle Wealth currently manages $ 310,676,152 on a discretionary basis. Financial Planning Services We provide financial planning services. The goal of financial planning is a comprehensive evaluation of a client's current and future financial state by using currently known variables to estimate future cash flows, asset values and withdrawal plans. Through the financial planning process, a wide range of questions, information and analysis are considered as they impact and are impacted by the entire financial and life situation of the client. Clients may purchase this service in one or more of the following ways: 1. Hourly Financial Planning consultation services 2. A written Financial Plan 3. An annual Financial Planning Service Agreement In general, the financial planning services can address any or all of the following areas:
• Personal: We review family records, budgeting, personal liability, estate information and financial goals.
• Tax & Cash Flow: We analyze the client's income tax and spending and planning for past, current and future years; then illustrate the impact of various investments on the client's current income tax and future tax liability.
• Business Planning Services: Eagle Wealth and its Advisors may use its knowledge of strategic advice for business growth acceleration and/or succession and exit planning that merge key focus areas to provide a strategic plan to manage succession – business, financial and personal.
• Investments: We analyze investment alternatives and their effect on the client's portfolio.
• Insurance: We review existing policies to ensure proper coverage for life, health, disability, long-term care, liability, home and automobile.
• Retirement: We analyze current strategies and investment plans to help the client achieve his or her retirement goals.
• Corporate Planning: We assist the client with formulating long-term business goals, strategic planning, performance metrics, executive compensation plans and employee benefits.
• Death & Disability: We review the client's cash needs at death, income needs of surviving dependents, estate planning and disability income.
• Estate: We assist the client in assessing and developing long-term strategies, including as appropriate, living trusts, wills, review estate tax, powers of attorney, asset protection plans, nursing homes, Medicaid and elder law.
• Philanthropic: We assist philanthropic entities, such as foundations, endowments and individuals (amongst others) with developing financial plans and/or strategies for managing assets with such efforts as gifting or setting up donor advised funds, etc. Eagle Wealth Management Group Inc. Page 5 of 27
• Real Estate: Advisory Associates with appropriate background, experience, and licenses in real estate may provide assistance with the valuation, structuring and disposition of real property.
• Advisory Associates in their separate capacity(ies), are able to offer these real estate services to advisory clients for separate and typical compensation (i.e., commissions, or other sales-related forms of compensation). These services are considered an outside business activity and are not offered by Eagle Wealth. Financial Planning recommendations are not limited to any specific product or service offered by a broker-dealer or insurance company. It is possible that recommendations made to any one client may be contrary to or exactly the opposite of recommendations made to other clients because many different Advisory Associates in different locations will be making investment recommendations to clients. The recommendations provided in any of the following “Financial Planning Services” will be valid as of the date(s) provided and will not be valid for any period beyond that (those) date(s). Hourly Financial Planning consultation services: Clients can receive financial planning advice on a more focused basis for an hourly fee. This may include advice on only an isolated area(s) of concern such as specific investments, estate planning, retirement planning, or any other specific topic. We also provide specific consultation and administrative services regarding investment and financial concerns of the client. Written Financial Plan We gather required information through in-depth personal interviews. Information gathered includes the client's current financial status, tax status, future goals, returns objectives and attitudes towards risk. We carefully review documents supplied by the client, including a questionnaire completed by the client and prepare a written report. Should the client choose to implement the recommendations contained in the plan, we suggest the client work closely with his/her attorney, accountant, insurance agent, and/or stockbroker. Implementation of financial plan recommendations is entirely at the client's discretion. This service may also provide general non-securities advice on topics that may include tax and budgetary planning, estate planning and business planning. The client will agree to the scope and depth of each financial plan in advance. In addition, all fees, deliverables and timeline will be determined in advance and presented to the client. Written financial plans will be delivered to the client within six months of the contract date, provided that all information needed to prepare the financial plan has been promptly provided. Annual Financial Planning Service Agreement: Over the course of a twelve (12) month period, we gather required information through in-depth personal interviews. Information gathered includes the client's current financial status, tax status, future goals, returns objectives and attitudes towards risk. We carefully review documents supplied by the client, including a questionnaire completed by the client and prepare an initial written financial analysis. We will update the analysis periodically as requested by the client. In addition, we provide consultation services throughout the course of the agreement upon the client's request. As appropriate, we may make recommendations to the client throughout the engagement based on the criteria above. Should the client choose to implement the recommendations made, we suggest the client work closely with his/her attorney, accountant, insurance agent, and/or stockbroker. Implementation of financial plan or investment recommendations is entirely at the client's discretion. We also provide general non-securities advice on topics that may include tax and budgetary planning, estate planning and business planning. The client and the Adviser Representative will collectively agree to the scope and depth of each annual financial planning service engagement in advance. In addition, all fees, deliverables and timeline will be determined in advance Eagle Wealth Management Group Inc. Page 6 of 27 of signing the agreements. Additional costs and conflicts of interest when implementing the Plan or Agreement Should the client elect to work with the Eagle Wealth adviser to implement some or all of the recommendations offered in the Plan or Agreement, there will be additional costs to execute the advice. These costs could be in the form of advisory fees, and/or other transaction or investment- related expenses that will vary depending upon the type of investment(s) selected. In the case of assets held in a brokerage or managed account, they should also review the custodian's pricing schedule. These disclosure documents are available from your Adviser. Investment products vary widely in their costs, objectives and features. Because of this wide selection, your Eagle Wealth Adviser will be faced with conflicts of interest if one investment product generates more compensation than a competing product. Nonetheless, Advisory Associates have a fiduciary duty to select the best option for the client, to eliminate or mitigate conflicts of interest when possible, and to disclose the conflict if mitigation options are not available. Associates are trained to discuss and offer the account types and investment types that appear to be most suitable for a client's individual situation based on the information obtained from the client. Business Planning Services Eagle Wealth and its Advisors may use its knowledge of strategic advice for business growth acceleration and/or succession and exit planning that merge key focus areas to provide a strategic plan to manage succession – business, financial and personal. Eagle Wealth implements an initial project for the client outlining: business structure review, including asset protection and taxation issues, financial analysis, including trend analysis, breakeven and safety limit, cash flow analysis, credit access and detailed industry benchmarking, non-financial analysis of key operational

aspects and risks, sale readiness and attractiveness, detailed business valuation, and business value drivers and value enhancement. The results of this initial project stage would then be presented to clients whereby Eagle Wealth and the client review of the report and initial findings/recommendations, discuss strategic succession options, and the proposed implementation plan. Our advice and recommendations may be delivered verbally or in written form. You are free to accept or reject any recommendation from us. You are solely responsible for the implementation of any advice from us. You may implement our recommendations with any service provider of your choosing, i.e. brokers, accountants, attorneys, insurance agents, etc. You are responsible for obtaining advice from your own legal and tax professionals before acting on our recommendations. Asset Management Eagle provides asset management services designed to offer clients a diversified, long-term approach to their personal investment goals and objectives through asset allocation, portfolio monitoring, consolidated reporting, and, most importantly, individualized portfolio management. It allows clients to invest in no-load or load-waived mutual funds, variable products, stocks, bonds, commercial paper, money market shares, CDs and exchange traded funds, according to the investor's needs, goals, objectives and preferences. Clients will receive an initial consultation with an Advisory Associate to determine the client's financial situation including investment history, goals and objectives, and special interests or concerns. Advisory Associates will help client’s customize their own level of risk when designing their portfolio based on current market conditions. Based on this consultation and client account documents, the client and the Advisory Associate will design a portfolio using appropriate investments intended to meet the client's long-term goals. Accounts will be rebalanced to ensure they stay within the client's established allocation. The Advisory Associate will review the strategy periodically and may make changes in the asset allocation among securities as needed. It is imperative, therefore, for the client to contact the Advisory Associate if the client's financial situation or objectives change. Advisory Accounts will be custodied at Schwab Advisor Services division of Charles Schwab & Co., Inc. (Schwab) Services: Affiliated and unaffiliated service providers may develop asset allocation models. The Advisory Associate Eagle Wealth Management Group Inc. Page 7 of 27 may also develop asset allocation models or use others from outside independent sources. Each Advisory Associate develops his or her own methods of analysis, sources of information, and investment strategies. As such, recommendations by Advisory Associate and individual investment portfolios will differ. The Advisory Associate will manage accounts on an ongoing basis and will review accounts at least annually with the client or upon the client's request. The purpose of the review is to determine whether there have been any changes in the client's financial situation and investment goals and to determine whether any changes in the client's investment portfolio are appropriate. The Advisory Associate also reviews the client's asset mix and makes recommendations regarding changes to the portfolio. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Clients will receive monthly brokerage statements, except for months in which no account activity has occurred, and quarterly statements and performance reports. Clients may call at any time during normal business hours to speak directly with their Advisory Associate or the Eagle Wealth home office about their account, financial situation, or investment needs. Retirement Plan Advisory and Consulting Services Eagle Wealth, through its affiliated IARs, provides consulting and advisory services to both ERISA and Non-ERISA employer sponsored retirement plans, including, but not limited to, 401(k), 457(b), 457(f), 403(b), Simple IRA, SEP IRA, nonqualified, deferred compensation, pension and profit-sharing plans (collectively, “Plans” or individually, “Plan”) on both a one-time and/or ongoing basis. Eagle Wealth offers a suite of detailed engagement agreements which are customized for each client relationship and executed by the Plan’s designated fiduciary upon conclusion of a careful review, which, at times, includes the client’s independent legal counsel. Through its agreements, Eagle Wealth is engaged to provide investment advisory services on either a “nondiscretionary” basis (serving as a “fiduciary” as defined by §3(21)(A)(ii) of the Employee Retirement Income Security Act of 1974 (“ERISA”)); or on a “discretionary” basis and thus will serve as an “Investment Manager” as defined by §3(38) of ERISA. Certain other additional services available from Eagle Wealth would be considered non-fiduciary by definition and function and are explicitly detailed within the Plan’s executed agreement. For non-discretionary services, Eagle Wealth and its IARs will act in a solely advisory capacity and will not have or exercise any discretionary authority or control relative to the management or investment of the assets of the respective Plan. For discretionary services, Eagle Wealth and its IARs will be designated as the Investment Manager to the Plan and assume responsibility for the investment selection and asset management for the Plan’s master menu made available to the Plan participants from which to choose. In all cases, Eagle Wealth will not serve as the “named fiduciary” of the Plan. Our agreements offer our clients the opportunity to select one or more of the following services in various engagement categories: ERISA 3(21) Investment Adviser Fiduciary Services (Non-Discretionary):
• Development of an Investment Policy Statement (“IPS”);
• Recommendations for the selection and monitoring of the Plan’s Designated Investment Alternatives (“DIAs”) that meet the standards set forth within the IPS or as established by other stated goals, objectives and restrictions communicated to Eagle Wealth by the Plan’s fiduciaries that also satisfy ERISA’s §404(c) requirement that participant-directed retirement plans offer a “broad range” of investment options;
• Recommendations for selecting and monitoring the Plan’s Qualified Default Investment Alternatives (“QDIAs”);
• Recommendations for and monitoring of Third-Party Investment Managers, if utilized;
• Investment performance measurement, analysis and reporting;
• Attendance and active participation at Plan Oversight Committee meetings; and
• Individualized investment advice options for Plan Participants; Eagle Wealth Management Group Inc. Page 8 of 27 ERISA 3(38) Investment Manager Fiduciary Services (Discretionary):
• Development of an Investment Policy Statement (“IPS”);
• Selection and monitoring of the Plan’s DIAs;
• Selecting and monitoring of the Plan’s QDIAs;
• Investment performance measurement, analysis and reporting; and
• Attendance and active participation at Plan Oversight Committee meetings. ERISA Non-Fiduciary Services:
• Consulting services to assist the Plan Sponsor with plan design (Settlor) decisions;
• Provide the Plan’s Oversight Committee with fiduciary education and “best practices” awareness as well as advice on the development of a Committee Oversight Charter, if so desired;
• Assistance with selecting and monitoring non-fiduciary vendors (e.g., TPA, Recordkeeper, etc.); and
• Delivering or coordinating individual and/or group investment and plan provision education, enrollment support and general retirement planning guidance. From time to time with the Plan Sponsor’s permission, IARs can make the Plan or Plan participants aware of and offer services to them available from the IAR that the participant would contract for separate and apart from the retirement plan advisory and consulting services described above specific to Plan assets. In offering or delivering any such additional services, IAR is not providing the services while acting as a fiduciary under ERISA with respect to such offering of services applicability to plan assets. If any such separate services are offered to participants, they will make an independent assessment of the need for or merits of such services without reliance on the advice, judgment, or influence of Eagle Wealth or its IAR. Eagle Wealth intends to fully adhere to the guidelines and mandates set forth within the DOL’s Prohibited Transaction Exemption (PTE) 2020-02 which became effective February 16th, 2020, specific to rollovers from qualified plans. As such, Eagle Wealth will require any participant considering a rollover to complete Eagle Wealth’s Employer Plan Distribution disclosure and acknowledgment document, which details the rationale for the rollover recommendation and discloses important information and considerations in connection with the rollover decision that are acceptable to the client. Eagle Wealth has a form designed to gather data and serve as a basis to evaluate the appropriateness of any such rollover recommendations. Advisory Referral Services Eagle Wealth acts as a solicitor on behalf of various independent registered investment advisers, also known as Third Party Asset Managers. Based on a client's individual circumstances and needs, we will assist the client in determining which independent adviser's portfolio management services are appropriate for that client. Factors considered in making this determination, including account size, and risk tolerance.