Legacy Advisory Services, LLC is located in Exton, Pennsylvania and was founded in 2008.
The principal business of Legacy Advisory Services, LLC consists of furnishing "investment supervisory services" to clients. This activity includes the provision of continuous advice concerning investment of monies consistent with the circumstances, preferences, and objectives of each client. The investment management process includes an assessment of each client's objectives, needs, restrictions, and portfolio holdings. We attempt to structure each client's investment portfolio in the context of these considerations.
Legacy Advisory Services, LLC will manage accounts on a discretionary basis with the knowledge of the circumstances, preferences and objectives of the specific client. Legacy Advisory Services, LLC formulates and implements an investment portfolio that is considered prudent, appropriate and suitable to the nature of the account and Legacy Advisory Services, LLC understanding of the client's general characteristics.
Legacy Advisory Services, LLC will provide investment advisory services and portfolio management services and will not provide securities custodial or other administrative services. At no time will Legacy Advisory Services, LLC accept or maintain custody of a client's funds or securities.
In addition to investment supervisory services, Legacy Advisory Services, LLC may provide Financial Planning services to some of its clients. The advisor's Financial Planning services may include recommendations for portfolio customization based on the client's investment objectives, goals and financial situation. Financial Planning services may also include recommendations relating to investment strategies as well as tailored investment advice.
Legacy Advisory Services, LLC primary approach is to use a tactical allocation strategy aimed at reducing risk and increasing performance. We offer advice on exchange listed securities, over-the counter securities, foreign securities, warrants, corporate debt securities, CDs, commercial paper, municipal securities, mutual funds, United States government securities, options

in securities and commodities, variable life insurance and variable annuities to accomplish this objective.
IRA Rollover Recommendations Effective December 20, 2021 (or such later date as the US Department of Labor ("DOL") Field Assistance Bulletin 2018-02 ceases to be in effect), for purposes of complying with the DOL's Prohibited Transaction Exemption 2020-02 ("PTE 2020-02") where applicable, we are providing the following acknowledgment to you.
When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule's provisions, we must:
•Meet a professional standard of care when making investment recommendations (give prudent advice);
•Never put our financial interests ahead of yours when making recommendations (give loyal advice);
•Avoid misleading statements about conflicts of interest, fees, and investments;
•Follow policies and procedures designed to ensure that we give advice that is in your best 4 interest;
•Charge no more than is reasonable for our services; and
•Give you basic information about conflicts of interest. We benefit financially from the rollover of your assets from a retirement account to an account that we manage or provide investment advice, because the assets increase our assets under management and, in turn, our advisory fees. As a fiduciary, we only recommend a rollover when we believe it is in your best interest.
As of December 31, 2023, we provide continuous management services for $131,885,401 in client assets on a discretionary basis. We do not provide continuous management services on a non- discretionary basis. The firm's principal owners are Richard Wiedl, Martin Gruszka and Adam Varrenti.