This Disclosure document is being offered to you by GK Wealth Management LLC (hereinafter “GK”) in connection with the investment advisory services GK provides. This ADV Part 2A discloses information about the services that are provided by GK and its Investment Advisor Representative’s (“IAR”) and the manner in which those services are made available to you, the client. The firm was established by Mr. Griffin Kirsch, the firm’s principal owner, in 2019. Facebook: https://www.facebook.com/GKWealthManagement/ LinkedIn: https://www.linkedin.com/in/griffinmkirsch/ Instagram: https://www.instagram.com/gkwealthmanagement/ Website: www.GKWealthManagement.com INVESTMENT MANAGEMENT AND SUPERVISION SERVICES GK offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. GK creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan to aid in the selection of a portfolio that matches each client's specific situation. Portfolio management services include, but are not limited to, the following: ➔ Investment Strategy ➔ Asset Allocation ➔ Risk Tolerance ➔ Personal Investment Policy ➔ Asset Selection ➔ Regular Portfolio Monitoring GK will help in determining your portfolio composition based on your needs, your portfolio restrictions, if any, your financial goals and your risk tolerances. GK will work with you to obtain necessary information regarding your financial condition, investment objectives, liquidity requirements, risk tolerance, time horizons, and any restrictions on investing. This information enables GK to determine the portfolio best suited for your investment objectives and needs. GK seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of GK’s economic, Disclosure Brochure 3 investment or other financial interests. To meet its fiduciary obligations, GK attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, GK’s policy is to seek fair and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is GK’s policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent among its clients on a fair and equitable basis over time. THIRD PARTY ASSET MANAGERS GK provides investment advice and recommendations on the investment strategies of Third Party Managers ( “TPAM”). Selected TPAM are evaluated by GK for client use. Our services include assisting you in identifying your investment objectives and matching personal and financial data with a select list of TPAM. The intent of this service is to have a selected list of high-quality third-party investment management firms from which GK selects one or more Managers to handle the day-today management of your account(s). GK’s IARs assist you with identifying your risk tolerance and investment objectives. IARs will recommend TPAMs in relation to your stated investment objectives and risk tolerance. We are jointly responsible for the on- going management of your account. GK has the ability to track the performance of each investment manager and has the authority to fire ineffective managers and hire replacements on your behalf. GK and your IAR are compensated for referring you to the TPAM program. This compensation generally takes the form of the TPAM sharing a percentage of the advisory fee you pay to the TPAM with GK and your IAR. Additional fee details are in Item 5 below and will be memorialized in the client agreement. As part of establishing a new account, you will receive both our disclosure brochure as well as the TPAM’s disclosure brochure. Managers selected for your investments need to meet several quantitative and qualitative criteria established by GK. Among the criteria that may be considered are the Manager’s experience, assets under management, performance record, client retention, the level of client services provided, investment style, buy and sell disciplines, capitalization level, and the general investment process. Managers may take discretionary authority to determine the securities to be purchased and sold for the client. Information collected by our firm regarding Managers is believed to be reliable and accurate, but GK does not necessarily independently review or verify it on all occasions. All performance reporting will be the responsibility

of the respective Manager. Such performance reports will be provided directly to you and GK. Disclosure Brochure 4 GK does not audit or verify that these results are calculated on a uniform or consistent basis as furnished by a TPAM directly to GK or through the consulting service utilized by the TPAM However, GK does monitor the results of the Manager. GK has entered agreements with various independent TPAM. Under these agreements, GK offers clients various types of programs sponsored by these TPAM. All TPAMs to whom GK will refer to you will be licensed as investment advisors by your resident state and any applicable jurisdictions or registered investment advisors with the Securities and Exchange Commission. PENSION CONSULTING SERVICES GK offers consulting services to pension or other employee benefit plans (including but not limited to 401(k) plans). Pension consulting may include, but is not limited to: - identifying investment objectives and restrictions - providing guidance on various assets classes and investment options - recommending money managers to manage plan assets in ways designed to achieve objectives - monitoring performance of money managers and investment options and making recommendations for changes - recommending other service providers, such as custodians, administrators and broker--dealers - creating a written pension consulting plan These services are based on the goals, objectives, demographics, time horizon, and/or risk tolerance of the plan and its participants. CONSULTING SERVICES / FINANCIAL PLANNING GK also provides clients investment advice on a more-limited basis on one-or-more isolated areas of concern such as estate planning, real estate, retirement planning, or any other specific topic. Additionally, GK may provide advice on non-securities matters in connection with the rendering of estate planning, insurance, real estate, and/or annuity advice as part of a holistic financial plan, but GK is not an attorney, agent or certified public accountant (CPA) . In these cases, you may be required to select your own investment managers, broker-dealer and/or insurance companies for the implementation of consulting recommendations. If your needs include brokerage and/or other financial services, GK may recommend the use of one of several investment Disclosure Brochure 5 managers, brokers, banks, custodians, insurance companies or other financial professionals ("Firms"). You must independently evaluate these Firms before opening an account or transacting business and have the right to affect business through any firm you choose. You are under no obligation to follow the consulting advice that GK provides. In offering financial planning, a conflict exists between the interests of the investment adviser and the interests of the client. The client is under no obligation to act upon the investment adviser's recommendation, and, if the client elects to act on any of the recommendations, the client is under no obligation to effect the transaction through the investment adviser. This statement is required by California Code of Regulations, 10 CCR Section 260.235.2. WRITTEN ACKNOWLEDGEMENT OF FIDUCIARY STATUS When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. SERVICES LIMITED TO SPECIFIC TYPES OF INVESTMENTS GK generally limits its investment advice to mutual funds, equities, fixed income securities, ETFs, index funds, real estate and alternative investments. GK may use other securities as well to help diversify a portfolio when applicable. Disclosure Brochure 6 WRAP FEE PROGRAM A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and other administrative fees. GK does not participate in any wrap fee programs. ASSETS As of August 2023, GK has $ 120,721,732.00 in discretionary assets under management and $ 15,173,169.00 non-discretionary assets under management.