A. Description of the Advisory Firm Box Financial Advisors has been in business since October 15, 2010, and the principal owner is Box Insurance Agency, Inc. which in turn is owned by Parker Dustin. B. Types of Advisory Services Box Financial Advisors, LLC (hereinafter “BFA”) offers the following services to advisory clients: Investment Supervisory Services BFA offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. BFA creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. Investment Supervisory Services include, but are not limited to, the following:
• Investment strategy • Personal investment policy
• Asset allocation • Asset selection
• Risk tolerance • Regular portfolio monitoring BFA evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. BFA will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. BFA also provides portfolio management for separately managed retirement accounts (i.e.: individuals’ 401(k) plan assets). Additionally, BFA periodically offers complimentary educational seminars. Financial Planning Financial plans and financial planning may include, but are not limited to: investment planning, life insurance; tax concerns; retirement planning; college planning; and debt/credit planning. These services are based on fixed or hourly fees and the final fee structure is documented in Exhibit I of the Financial Planning Agreement. Financial plans provided by BFA will include an analysis of various elements of the client's specific situation including up to 10 different Wealth Stewardship Issues BFA have identified below: 1. Cash Flow—budgeting, tracking expenses, saving, emergency fund, debt management, etc. 2.

Contingent Planning—life insurance, disability, long term care, wills/guardianship, etc. 3. Investment Counsel—equities and fixed income, alternatives, etc. 4. Generosity and Giving Planning—lifetime gifts, family gifting, gifting at death 5. Retirement planning—accumulation and distribution 6. Education Planning—529, Coverdell, UTMA/UGMA 7. Legacy Planning—charitable giving, legacy to family and/or community 8. Estate Planning—taxes, liquidity, trusts, gifting, etc. 9. Business Succession/Continuation—buy/sell, key person, etc. 10. Special Situations—any subject not covered above (financially dependent parents, finances for wedding, large purchase, etc.) The financial plan will be presented to the client with ongoing updates of how they are progressing relative to that plan. Services Limited to Specific Types of Investments BFA limits its investment advice and/or money management to mutual funds, equities, bonds, fixed income, debt securities, ETFs, real estate, hedge funds, third party money managers, REITs, insurance products including annuities, private placements, government securities. BFA may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions BFA offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent BFA from properly servicing the client account, or if the restrictions would require BFA to deviate from its standard suite of services, BFA reserves the right to end the relationship. D. Wrap Fee Programs BFA does not participate in any wrap fee programs. E. Amounts Under Management BFA has the following assets under management: Discretionary Amounts Non-discretionary Amounts Date Calculated $110,100,697 $1,326,849 31 December, 2022