9AT: CLIMATE INVESTMENT

Adviser Profile

As of Date	05/26/2026
Registration	SEC, Approved, 03/24/2023
Other registrations (1)	SEC, 120-Day Approval, 03/24/2023
ADV Location	HOUSTON, TX, United States
Contact Info	1-7 xxxxxxx
Websites

AUM^*	831,381,391 77%
of that, discretionary	831,381,391 77%
Number of Employees	35 -10%
of those in investment advisory functions	25 -4%
Private Fund GAV^*	138,699,779 169%
Avg Account Size	207,845,348 33%
SMA’s	No
Private Funds	5 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ORCHARD CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM111.8m	#Funds-
Adviser WINDROCK WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM363.2m	#Funds1
Adviser AVALAN, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund800.0k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV800.0k	AUM621.8m	#Funds1
Adviser CCC ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund703.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV703.3m	AUM703.3m	#Funds15
Adviser STELLA POINT CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund329.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV329.5m	AUM329.5m	#Funds11
Adviser HPE CAPITAL MANAGEMENT II, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund958.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund103.0m	Other Fund103.2m	Total Private Fund GAV1.3b	AUM840.5m	#Funds11
Adviser SONOMA BRANDS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund332.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV332.3m	AUM382.0m	#Funds9
Adviser MEP CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund697.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV697.8m	AUM507.3m	#Funds21
Adviser PROMETHEAN INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund823.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV823.0m	AUM473.0m	#Funds11
Adviser COMPASS GROUP EQUITY PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund851.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV851.4m	AUM801.5m	#Funds8

Brochure Summary

Overview

OCIMCO, established on July 5, 2022, is a Delaware limited liability company with its principal place of business in Houston, Texas. OCIMCO serves as an investment manager and provides investment advisory or portfolio management services on a discretionary basis to privately offered pooled investment vehicles (each, a “Fund”, or, collectively, the “Funds”). The Funds are exempt from registration as investment companies under the Investment Company Act of 1940, as amended (the “Investment Company Act”), in reliance upon one or more exclusions or exemptions thereunder. The Funds are typically structured as limited partnerships and each has a general partner (or similar persons or entities, each, a “General Partner” or collectively, the “General Partners”). Each General Partner is an affiliate of OCIMCO. Both OCIMCO and the General Partners are wholly owned by OGCI Climate Investments (USA) Inc. (“US Subsidiary”). The US Subsidiary is wholly owned by OGCI Climate Investments, LLP (“UK Parent”), a United Kingdom limited partnership. The US Subsidiary provides all staffing to OCIMCO through a services agreement between the two firms. OCIMCO provides investment advisory services or portfolio management services to the Funds based on the particular investment

objectives and strategies described in the relevant Fund’s confidential private offering memorandum (“PPM”), limited partnership agreement (“LPA”) among the relevant General Partner and the relevant Fund’s limited partners (“Limited Partners”) and other governing documents (referred to collectively as “Offering Documents”).1 The Funds’ investment objective is to deliver attractive risk-adjusted financial returns through investments in late-venture to early-growth companies which seek to deliver greenhouse gas (“GHG”) emissions reductions from methane and carbon dioxide, or via carbon capture, utilization, and storage, primarily in North America and western Europe. OCIMCO’s investment management and advisory services or portfolio management services to the Funds are provided pursuant to the terms of the Offering Documents and investors in the Funds cannot obtain services tailored to their individual specific needs. OCIMCO does not participate in a wrap fee program. 1 Capitalized terms used herein and not defined have the meanings assigned to them in the Offering Documents. As of December 31, 2023, OCIMCO manages approximately USD $396,000,000 in client assets on a discretionary basis. OCIMCO does not manage any client’s assets on a non-discretionary basis.

CLIMATE INVESTMENT

CLIMATE INVESTMENT

CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA) INC.

OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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CLIMATE INVESTMENT CLIMATE INVESTMENT CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA) INC. OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

CLIMATE INVESTMENT

CLIMATE INVESTMENT

CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA) INC.

OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC