9AT: PACIFIC GENERAL

PACIFIC GENERAL

other names

PACIFIC GENERAL
PACIFIC GENERAL CAPITAL MANAGEMENT, LLC

Adviser Profile

Registration status

Terminated

As of Date	12/28/2024
ADV Location	NEW YORK, NY, United States
Adviser Type - Mid-sized advisory firm
Number of Employees	5
of those in investment advisory functions	5

AUM^*	25,000,100 0%
of that, discretionary	25,000,100
Private Fund GAV^*	0 -100%
Avg Account Size	12,500,050 0%
SMA’s	No
Private Funds	0 2
Contact Info	646 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

25M 21M 18M 14M 11M 7M 4M

2022

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Pacific General Capital Management LLC (“PacGen” or “the Firm”), a Delaware limited liability company formed in March 2019, is an investment adviser located in New York, NY. The Firm’s principal owner is wholly owned by Matthew Yoon. The Firm provides investment advisory services to funds, generally funds managed by its affiliates. The funds in turn invest in private transactions, including private funds, and private debt interests (the “investments”). PacGen provides discretionary investment management services to the Funds in accordance with the applicable limited partnership agreements, offering memoranda and other such agreements (the “Offering Documents”). PacGen is affiliated with other entities that are general partners (each a “General Partner” and collectively the “General Partners” to the funds). The General Partners delegate day-to-day Pacific General Capital Management 3 1.1 management responsibilities for the Funds to PacGen but retain discretion over certain policy- making and oversight functions with respect to the investment program of the Funds and the decision whether to acquire or dispose of investments.

The advisory services of PacGen and of the General Partners are described in this Brochure and in the Offering Documents. The General Partners are deemed to be registered (or exempt from registration) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) pursuant to PacGen’s registration in accordance with SEC guidance. The information set forth herein regarding the investment advisory services provided by PacGen shall also apply in respect of the General Partners unless specifically noted. PacGen does not expect to tailor advisory services to the particular needs of the investors in the Funds. Such investors accept the terms of advisory services as set forth in each Offering Documents. The Firm expects to have broad investment authority with respect to the Funds and, as such, investors should consider whether the investment objectives of the Funds are in line with their individual objectives and risk tolerance prior to investment. PacGen does not participate in wrap fee programs. As of March 30, 2024, PacGen managed approximately $25,000,000 in regulatory assets on a discretionary basis.