Overview
business. Identify your principal owner(s).
RPO LLC (“RPO”), a Delaware limited liability company, is solely owned
and controlled by J. David Rogers. RPO was formed on November 2, 2020,
and provides investment advisory services on a discretionary basis to Tempo
Opportunities Fund LLC (the “Fund”), a Delaware limited liability
company. The Fund is currently owned entirely by members who meet the
definition of a “family client” within Rule 202(a)(l l)(G)-l(d)(4) of the
Investment Advisers Act of 1940, as amended (each an “Investor” and
collectively the “Investors”).
RPO also provides investment advisory services to both a separate pooled
vehicle and high net worth individual accounts (the “Separate Accounts”
together with the Fund, and any future funds or separate accounts, make up
the “Advisory Clients”).
out as specializing in a particular type of advisory service, such as
financial planning, quantitative analysis, or market timing, explain the
nature of that service in greater detail. If you provide investment advice
only with respect to limited types of investments, explain the type of
investment advice you offer, and disclose that your advice is limited to
those types of investments.
The investment objective of the Advisory Clients is to generate attractive
relative value returns with low absolute risk levels and little or no correlation
to the global equity or fixed income markets. The Fund will seek to generate
these returns through understanding and exploiting value and· liquidity
opportunities in the global world of
equities and equity linked investments
and derivatives while seeking to control risk through diversification across
investment strategies, underlying instruments, geography, and the expected
maturity or holding periods of positions.
The investment strategy and any corresponding restrictions for any
Separate Accounts will be individually negotiated with RPO.
the individual needs of clients. Explain whether clients may impose
restrictions on investing in certain securities or types of securities.
RPO neither tailors its advisory services to the individual needs of Investors
nor accepts Investor-imposed investment restrictions in the Fund.
RPO’s Separate Accounts (as well as future separate accounts) may utilize a
trading/investment strategy with different risk thresholds than those of
the Fund and may be subject to different terms (including fees, liquidity and
transparency rights) than the Fund described above.
management services, (1) describe the differences, if any, between how
you manage wrap fee accounts and how you manage other accounts, and
(2) explain that you receive a portion of the wrap fee for your services.
RPO does not participate in any wrap fee programs.
manage on a discretionary basis and the amount of client assets you
manage on a non-discretionary basis. Disclose the date “as of” which you
calculated the amounts.
As of December 31, 2023, RPO manages $270,784,862 in regulatory assets
under management on a discretionary basis. RPO does not currently manage
any client assets on a non-discretionary basis.