other names
  • FIRST TRUST CAPITAL MANAGEMENT L.P.
  • FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH
  • FIRST TRUST INNOVATIVE TECHNOLOGIES L.P. (RELYING ADVISER)
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Adviser Profile

As of Date 09/12/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 53 71%
of those in investment advisory functions 20 33%
Registration SEC, Approved, 01/03/2022
AUM* 8,204,849,779 57%
of that, discretionary 7,824,395,391 53%
Private Fund GAV* 2,466,705,024 31%
Avg Account Size 146,515,175 43%
SMA’s No
Private Funds 41 33
Contact Info 773 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Other investment advisers

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

5B 4B 4B 3B 2B 1B 730M
2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count17 GAV$632,072,400
Fund TypePrivate Equity Fund Count12 GAV$1,393,930,957
Fund TypeReal Estate Fund Count1 GAV$276,918,350
Fund TypeOther Private Fund Count11 GAV$163,783,317

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Top Holdings

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Stck Ticker923451108 Stock NameVERITEX HLDGS INC $ Position$86,112,752 % Position6.00% $ Change # Change
Stck Ticker925050106 Stock NameVERONA PHARMA PLC $ Position$97,012,515 % Position6.00% $ Change # Change
Stck Ticker62482R107 Stock NameMR COOPER GROUP INC $ Position$72,843,333 % Position5.00% $ Change # Change
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Stck Ticker04041L106 Stock NameARIS WATER SOLUTIONS INC $ Position$45,496,097 % Position3.00% $ Change # Change
Stck Ticker285512109 Stock NameELECTRONIC ARTS INC $ Position$50,425,000 % Position3.00% $ Change # Change
Stck TickerG20315100 Stock NameCENTURION ACQUISITION CORP $ Position$28,959,750 % Position2.00% $ Change0.00% # Change0.00%
Stck TickerG1000R101 Stock NameAA MISSION ACQUISITION CORP $ Position$31,397,382 % Position2.00% $ Change1.00% # Change0.00%
Stck TickerG0131Y100 Stock NameAGRICULTURE & NAT SOL ACQ CO $ Position$34,012,776 % Position2.00% $ Change1.00% # Change0.00%

Brochure Summary