Adviser Profile

As of Date:

03/27/2024

Adviser Type:

- Large advisory firm

Number of Employees:

24 20.00%

of those in investment advisory functions:

Registration:

SEC, Approved, 12/16/2021

AUM:

249,266,472 13.48%

of that, discretionary:

249,266,472 13.48%

GAV:

249,266,472 13.48%

Avg Account Size:

62,316,618 -43.26%

SMA’s:

Private Funds:

4 2

Contact Info

203 xxxxxxx

Websites :

Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary

Non-discretionary

255M 218M 182M 146M 109M 73M 36M

2021 2022 2023

Recent News

Pie Radar GAV Count

Private Funds Structure

Fund Type	Count	GAV
Hedge Fund	1	$156,386,835
Private Equity Fund	3	$92,879,637

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Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. General Description of Oxford Gate Oxford Gate was formed in March 2018 to manage private investment funds that focus on investing in the equity and junior debt tranches of collateralized loan obligations (“CLOs”), which are securitization vehicles collateralized primarily by a diverse portfolio of senior secured loans made to companies whose debt is unrated or is rated below investment grade (the “Senior Loans”). It currently manages two private funds including one master-feeder structure consisting of a Bermuda master, a Delaware feeder and a Bermuda feeder. It may in the future advise additional funds or other clients including institutional separately managed accounts. Oxford Gate is a limited-liability company majority-owned and controlled by Oxford Funds, LLC. Oxford Funds is controlled by Jonathan Cohen and Saul Rosenthal. B. Description of Advisory Services, Investment Strategies & Types of Investments Oxford Gate provides discretionary investment management services to private funds (the “Clients”). To service the Clients’ objectives and strategies, the members of Oxford Gate’s investment team utilize the extensive and varied relevant experience of Oxford Gate’s investment professionals. As of December 31, 2022, Oxford Gate Master Fund, LLC and the associated feeder funds, Oxford Gate, LLC and Oxford Gate (Bermuda), LLC (collectively “OG”) and Oxford Bridge II (OB II) are Oxford Gate’s sole clients. OB II commenced

operation in October 2018 and OG commenced operations in November 2018. Oxford Gate provides advisory services to each Client in accordance with an investment advisory agreement with such client, the private placement memorandum, the limited liability company agreement or limited partnership agreement (or analogous organizational document) of such client (collectively, the “Governing Documents”). Oxford Gate’s advisory services consist of investigating, identifying and evaluating investment opportunities, structuring, negotiating and making investments on behalf of clients, managing and monitoring the performance of such investments and disposing of such investments. The Clients’ primary objective is to maximize risk-adjusted total returns. C. Tailoring to Individual Needs and Investment Restrictions With respect to OG and OB II, Oxford Gate does not tailor its advisory services to the individual needs of investors in OG or OB II nor accept investor-imposed investment restrictions. Generally, Oxford Gate provides investment advisory services to its Clients pursuant to the Governing Documents. Investment advice is provided by Oxford Gate directly to the Clients. D. Wrap Fee Programs Oxford Gate does not participate in wrap fee programs. E. Assets Under Management As of December 31, 2022, Oxford Gate is a manager solely to OG and OB II with discretionary regulatory assets under management of $219,650,286.