9AT: ASTEROZOA MANAGEMENT

other names

ASTEROZOA MANAGEMENT
ASTEROZOA MANAGEMENT LLC

Adviser Profile

As of Date	05/08/2025
ADV Location	PHOENIX, AZ, United States
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	4
of those in investment advisory functions	3
Registration	SEC, Approved, 11/19/2021

AUM^*	116,848,744 10%
of that, discretionary	116,848,744 10%
Private Fund GAV^*	40,575,996
Avg Account Size	29,212,186 10%
SMA’s	No
Private Funds	4 1
Contact Info	858 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count4	GAV$40,575,996

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TB ALTERNATIVE ASSETS LTD.	Hedge Fund182.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV182.4m	AUM541.0m	#Funds3
Adviser SOAPSTONE MANAGEMENT L.P.	Hedge Fund580.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV580.6m	AUM580.6m	#Funds1
Adviser MYDA ADVISORS LLC	Hedge Fund806.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV806.0m	AUM821.2m	#Funds5
Adviser ASTON CAPITAL MANAGEMENT	Hedge Fund363.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV363.6m	AUM711.8m	#Funds5
Adviser SNOWCAT CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM381.0m	#Funds-
Adviser 801 WEST CAPITAL MANAGEMENT, LLC	Hedge Fund404.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV404.6m	AUM457.6m	#Funds6
Adviser AKARIS GLOBAL PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM478.9m	#Funds-
Adviser NELLORE CAPITAL MANAGEMENT LLC	Hedge Fund610.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV610.9m	AUM874.9m	#Funds1
Adviser PHASE 2 PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM487.4m	#Funds-
Adviser PRAXIS ALPHA PARTNERS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM526.1m	#Funds-

Brochure Summary

Overview

Asterozoa Management, LLC (“Asterozoa”, the “Adviser”, or the “Firm”) has been in business as a registered investment adviser since 2021. Joseph Hegener is the Firm’s only principal owner. Asterozoa is the adviser to pooled investment vehicles and the sub-adviser to a registered investment company. Pooled Investment Vehicles Asterozoa acts as the investment manager for several pooled investment vehicles: Asterozoa Ventures, LP, AV Institutional Fund, LP, and Asterozoa Special Fund I (the “Funds”), all of which are private funds. Asterozoa also provides discretionary sub-advisory services to the Simplify Opportunistic Income ETF (the “ETF”), which is advised by Simplify Asset Management Inc. (“Simplify”). The ETF is an investment company registered

under the Investment Company Act of 1940.The assets in the pooled vehicles are managed in accordance with their offering documents. Asterozoa has discretion with respect to the decisions it makes for the Funds and the ETF, and also with respect to the selection of brokers, dealers, and other counterparties for such transactions and the amount of commissions or other compensation to be paid by the Funds and the ETF. The Adviser provides investment advisory services to the Funds and the ETF based on the investment objectives and strategies described in the Funds’ Offering Documents and the ETF’s prospectus. Assets under Management As of February 27, 2024, Asterozoa has $106,047,795 of assets under management, all of which is managed on a discretionary basis.

ASTEROZOA MANAGEMENT

Adviser Profile

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Brochure Summary

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