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Adviser Profile

Registration status Terminated
As of Date 11/07/2024
Adviser Type - Large advisory firm
Number of Employees 3
of those in investment advisory functions 1
AUM* 275,786,244 -32.16%
of that, discretionary 275,786,244 -32.16%
Private Fund GAV* 0 -100.00%
Avg Account Size 39,398,035 -32.16%
SMA’s No
Private Funds 0 6
Contact Info 512 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
407M 348M 290M 232M 174M 116M 58M
2021 2022 2023

Private Funds



Employees

Brochure Summary

Overview

FIRM DESCRIPTION Windmuehle, LLC, a Texas limited liability company and private investment advisory firm (“Windmuehle”), was formed in January 2018. We provide investment advisory, management and other services to Windmuehle Funds, LLC, a Texas series limited liability company (the “Fund”) and each separate series (each, a “Series”, and together with the Fund, “clients”) established by the Fund. Our investment advice, investment advisory, management and other services are provided to each client in accordance with the investment objectives, strategies, guidelines, restrictions and limitations set forth in the applicable offering and governing documents, and the information and disclosures in this brochure is qualified in their entirety by the information and disclosures set forth in such other documents. We do not act as managing member of the Fund or any Series. Instead, our affiliate, Windmuehle Holdings, LLC, a Texas limited liability company (the “Managing Member”), serves as managing member of the Fund and each Series. PRINCIPAL OWNERS We are wholly owned by Robert C. Lee (the “Principal”). The Managing Member serves as the manager of Windmuehle. The Managing Member is owned by the Principal and his spouse. The Principal is now based outside of the United States, and accordingly, some of our operations are based outside of the United States. TYPES OF ADVISORY SERVICES The Fund has established and intends in the future to establish a separate Series for and with respect to each investment or group of related investments (each, an “Underlying Investment”) in a private fund, vehicle, entity or account managed, advised, sub-advised or sponsored by a third-party investment manager (the “Underlying Investment Manager”). We currently provide investment management, portfolio management and other services to the Fund and Series One, Series Two, Series Three, Series Four, Series Six, Series Eight and Series Eight Blocker. Various terms and provisions of a Series will vary or differ from the terms or provisions applicable to other Series. We are responsible for investing and re-investing the assets of the Fund with respect to each Series (and for the selection of Underlying Investments and Underlying Investment Managers) in accordance with the investment
objectives, policies, limitations and guidelines set forth in its offering and governing documents. Information about the Fund and each Series is set forth in its offering and governing documents. See Item 8. INVESTMENT RESTRICTIONS We provide investment advice and other services to each Series in accordance with the investment objectives, policies, guidelines and limitations set forth in the applicable offering and governing documents, and not in accordance with the individual needs or objectives of any particular investor in that Series. Investors generally are not permitted to impose restrictions or limitations on the management of the Fund or any Series. Notwithstanding the foregoing, the Managing Member may enter into side letter agreements or similar arrangements with one or more investors in a Series that have the effect of establishing rights under, or altering, modifying, waiving or supplementing the terms of, the governing documents of that Series in respect of such investors. Among other things, these agreements may entitle an investor in a Series to lower or different fees and/or other preferential rights and terms. Any rights established or any terms of the governing documents of such applicable Series altered or supplemented in or by a side letter or similar arrangement with an investor will govern solely with respect to such investor notwithstanding any other provision of the governing documents of such applicable Series related thereto. Interests in the Fund and the Series are privately offered only to eligible investors pursuant to one or more exemptions under the Securities Act of 1933, as amended (the “Securities Act”), and the regulations promulgated thereunder. Neither the Fund nor any Series is registered with the SEC as an investment company based on specific exclusions from the definition of investment company under the Investment Company Act of 1940, as amended (the “Company Act”). REGULATORY ASSETS UNDER MANAGEMENT As of December 31, 2023, we had approximately $275,786,244 in regulatory assets under management. All of these assets were managed on a discretionary basis. Please note that because our Series invest in Underlying Investments, some of the regulatory assets under management included herein are based on the latest available data reported by the applicable Underlying Investment Managers.