9AT: OCCUDO QUANTITATIVE STRATEGIES LP

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 07/23/2021
Other registrations (1)	SEC, ERA - Withdrawn, 06/24/2021
Former registrations	OCCUDO QUANTITATIVE STRATEGIES LP
ADV Location	FORT LAUDERDALE, FL, United States
Contact Info	917 xxxxxxx
Websites

AUM^*	2,216,992,038 211%
of that, discretionary	2,216,992,038 211%
Number of Employees	5
of those in investment advisory functions	5
Private Fund GAV^*	1,128,474,476
Avg Account Size	443,398,408 25%
SMA’s	No
Private Funds	4 4

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PITON INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM927.9m	#Funds-
Adviser QUATTRO FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.0b	Total Private Fund GAV1.0b	AUM1.7b	#Funds2
Adviser AUBREY CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund82.9m	Total Private Fund GAV82.9m	AUM1.2b	#Funds1
Adviser PARKSIDE INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund42.7m	Total Private Fund GAV42.7m	AUM1.4b	#Funds2
Adviser JADE MOUNTAIN PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund750.0k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund963.7m	Total Private Fund GAV964.4m	AUM588.4m	#Funds7
Adviser LIBERTY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.0m	Total Private Fund GAV5.0m	AUM1.7b	#Funds1
Adviser RED SWAN PRIVATE CLIENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.3m	#Funds1
Adviser TCG CROSSOVER MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund400.0m	Other Fund3.8b	Total Private Fund GAV4.6b	AUM5.1b	#Funds4
Adviser SP ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund14.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV14.3m	AUM1.9b	#Funds1
Adviser ANDERSON HOAGLAND & CO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck TickerG0260P102	Stock NameAMER SPORTS INC	$ Position$18,707,395	% Position1.00%	$ Change80.00%	# Change87.00%
Stck Ticker049560105	Stock NameATMOS ENERGY CORP	$ Position$18,720,753	% Position1.00%	$ Change185.00%	# Change214.00%
Stck Ticker02079K107	Stock NameALPHABET INC	$ Position$15,532,740	% Position1.00%	$ Change21.00%	# Change30.00%
Stck TickerH01301128	Stock NameALCON AG	$ Position$9,962,605	% Position1.00%	$ Change-40.00%	# Change-33.00%
Stck Ticker101137107	Stock NameBOSTON SCIENTIFIC CORP	$ Position$16,949,167	% Position1.00%	$ Change92.00%	# Change159.00%
Stck Ticker103304101	Stock NameBOYD GAMING CORP	$ Position$10,264,476	% Position1.00%	$ Change247.00%	# Change241.00%
Stck Ticker11285B108	Stock NameBROOKFIELD RENEWABLE CORP	$ Position$11,615,182	% Position1.00%	$ Change97.00%	# Change93.00%
Stck Ticker172908105	Stock NameCINTAS CORP	$ Position$17,996,505	% Position1.00%	$ Change-8.00%	# Change-6.00%
Stck Ticker24703L202	Stock NameDELL TECHNOLOGIES INC	$ Position$12,246,992	% Position1.00%	$ Change74.00%	# Change-16.00%
Stck TickerF21107101	Stock NameCONSTELLIUM SE	$ Position$13,270,764	% Position1.00%	$ Change109.00%	# Change105.00%

Brochure Summary

Overview

Occudo Quantitative Strategies LP (“Occudo” or “Adviser”) is a Delaware limited partnership formed in April 2020. Occudo LLC is a Delaware limited liability company formed in April 2020. Occudo LLC serves as the general partner of Occudo. Ricky Xiaoxiao Shi is the principal owner of Occudo, as limited partner of Occudo and member of Occudo LLC. Item 4.B. Occudo provides investment advisory services to private pooled investment vehicles (each a “Fund” or “Client” and collectively the “Funds” or “Clients”) in accordance with the relevant investment management agreement between Occudo and the Client. This includes Occudo SPV LP (“SPV”), a private pooled investment vehicle that is available only to Occudo employees and their families and invests substantially all of its assets in another private pooled investment vehicle that Occudo advises. Occudo’s principal investment strategy is to maximize risk-adjusted returns for its Clients through a generally market-neutral equity investment program that utilizes proprietary quantitative models to systematically select investment positions and their relative weightings in a client’s account. The resultant portfolio is then evaluated and monitored by Occudo’s principals who can override the program on a real-time basis, which they may do on a selective and infrequent basis based on market developments.

The technical analysis that Occudo employs through its models focuses on price and return patterns, trading liquidity and trading volume. The models incorporate the use of proprietary software and algorithms in an attempt to capture mean-reversion and momentum opportunities and to size positions accordingly. The models utilized by Occudo are not in the nature of a high frequency trading system. Although Occudo does not limit its advisory services to certain types of securities, Occudo’s focus is on securities traded on public markets and derivates thereof. Item 4.C. Occudo provides investment advisory services in accordance with the relevant Client investment management agreement. Occudo can reasonably tailor its advisory services to the individual needs of its Clients. Each investment management agreement was separately negotiated and designed to suit the needs of each particular Client and its respective investment guidelines. Such investment management agreements may impose restrictions on Occudo’s ability to invest in certain securities or types of securities. Item 4.D. Occudo does not participate in wrap fee programs. Item 4.E. As of December 31, 2023, Occudo managed approximately $851 million of Client assets on a discretionary basis. Occudo does not currently manage any Client assets on a non-discretionary basis.

OCCUDO QUANTITATIVE STRATEGIES LP

OCCUDO QUANTITATIVE STRATEGIES LP

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

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OCCUDO QUANTITATIVE STRATEGIES LP OCCUDO QUANTITATIVE STRATEGIES LP

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

OCCUDO QUANTITATIVE STRATEGIES LP

OCCUDO QUANTITATIVE STRATEGIES LP