9AT: OCCUDO QUANTITATIVE STRATEGIES LP

OCCUDO QUANTITATIVE STRATEGIES LP

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Adviser Profile

As of Date	03/31/2025
Adviser Type - Large advisory firm
Number of Employees	5
of those in investment advisory functions	5
Registration	SEC, Approved, 07/23/2021
Other registrations (1)	SEC, ERA - Withdrawn, 06/24/2021
Former registrations	OCCUDO QUANTITATIVE STRATEGIES LP

AUM^*	712,057,043 -27.97%
of that, discretionary	712,057,043 -27.97%
Private Fund GAV^*	0 -100.00%
Avg Account Size	356,028,522 -27.97%
SMA’s	No
Private Funds	0 1
Contact Info	917 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1B 1B 899M 719M 540M 360M 180M

2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

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Stck Ticker191216100	Stock NameCOCA COLA CO	$ Position$6,195,234	% Position1.00%	$ Change	# Change
Stck Ticker101137107	Stock NameBOSTON SCIENTIFIC CORP	$ Position$7,159,782	% Position1.00%	$ Change203.00%	# Change172.00%
Stck Ticker08265T208	Stock NameBENTLEY SYS INC	$ Position$3,948,959	% Position1.00%	$ Change196.00%	# Change248.00%
Stck Ticker126408103	Stock NameCSX CORP	$ Position$6,060,586	% Position1.00%	$ Change56.00%	# Change73.00%

Brochure Summary

Overview

Occudo Quantitative Strategies LP (“Occudo” or “Adviser”) is a Delaware limited partnership formed in April 2020. Occudo LLC is a Delaware limited liability company formed in April 2020. Occudo LLC serves as the general partner of Occudo. Ricky Xiaoxiao Shi is the principal owner of Occudo, as limited partner of Occudo and member of Occudo LLC. Item 4.B. Occudo provides investment advisory services to private pooled investment vehicles (each a “Fund” or “Client” and collectively the “Funds” or “Clients”) in accordance with the relevant investment management agreement between Occudo and the Client. This includes Occudo SPV LP (“SPV”), a private pooled investment vehicle that is available only to Occudo employees and their families and invests substantially all of its assets in another private pooled investment vehicle that Occudo advises. Occudo’s principal investment strategy is to maximize risk-adjusted returns for its Clients through a generally market-neutral equity investment program that utilizes proprietary quantitative models to systematically select investment positions and their relative weightings in a client’s account. The resultant portfolio is then evaluated and monitored by Occudo’s principals who can override the program on a real-time basis, which they may do on a selective and infrequent basis based on market developments.

The technical analysis that Occudo employs through its models focuses on price and return patterns, trading liquidity and trading volume. The models incorporate the use of proprietary software and algorithms in an attempt to capture mean-reversion and momentum opportunities and to size positions accordingly. The models utilized by Occudo are not in the nature of a high frequency trading system. Although Occudo does not limit its advisory services to certain types of securities, Occudo’s focus is on securities traded on public markets and derivates thereof. Item 4.C. Occudo provides investment advisory services in accordance with the relevant Client investment management agreement. Occudo can reasonably tailor its advisory services to the individual needs of its Clients. Each investment management agreement was separately negotiated and designed to suit the needs of each particular Client and its respective investment guidelines. Such investment management agreements may impose restrictions on Occudo’s ability to invest in certain securities or types of securities. Item 4.D. Occudo does not participate in wrap fee programs. Item 4.E. As of December 31, 2023, Occudo managed approximately $851 million of Client assets on a discretionary basis. Occudo does not currently manage any Client assets on a non-discretionary basis.