Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 07/23/2021
Other registrations (3)
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 181,589,754 33%
of that, discretionary 181,589,754 33%
Number of Employees 5 25%
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 789,521 28%
% High Net Worth 28.70% 16%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

182M 156M 130M 104M 78M 52M 26M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary