9AT: PACIFIC ASSET MANAGEMENT

Adviser Profile

As of Date	10/09/2026
Registration	SEC, Approved, 06/17/2021
Other registrations (1)	SEC, ERA - Withdrawn, 05/18/2021
Former registrations	PACIFIC CAPITAL PARTNERS LIMITED
ADV Location	LONDON, United Kingdom
Contact Info	+44 xxxxxxx
Websites

AUM^*	20,685,630,632 85%
of that, discretionary	19,480,707,632 88%
Number of Employees	69 21%
of those in investment advisory functions	21 11%
Private Fund GAV^*	1,243,936,293 235%
Avg Account Size	161,606,489 42%
SMA’s	No
Private Funds	5 3

Adviser Type

- Large advisory firm
- Outside the United States
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MACKENZIE INVESTMENTS EUROPE LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.3b	#Funds-
Adviser NINEPOINT PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund235.5m	Total Private Fund GAV235.5m	AUM4.4b	#Funds4
Adviser CW ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund10.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund17.8m	Total Private Fund GAV28.6m	AUM15.2b	#Funds4
Adviser KENNEDY LEWIS LOAN MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund9.4b	Total Private Fund GAV9.4b	AUM9.4b	#Funds22
Adviser JOHN W. BRISTOL & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund206.9m	Total Private Fund GAV206.9m	AUM7.1b	#Funds1
Adviser NS PARTNERS LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund419.8m	Total Private Fund GAV419.8m	AUM5.9b	#Funds1
Adviser WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM190.8m	#Funds-
Adviser CHOATE INVESTMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund88.1m	Total Private Fund GAV88.1m	AUM10.0b	#Funds3
Adviser SNYDER CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund80.7m	Total Private Fund GAV80.7m	AUM6.1b	#Funds2
Adviser BOSTON COMMON ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.1b	Total Private Fund GAV1.1b	AUM4.2b	#Funds5

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker743315103	Stock NamePROGRESSIVE CORP	$ Position$10,672,111	% Position8.00%	$ Change53.00%	# Change61.00%
Stck Ticker084670108	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$11,205,075	% Position8.00%	$ Change-6.00%	# Change-6.00%
Stck Ticker007903107	Stock Name ADVANCED MICRO DEVICES INC	$ Position$7,640,271	% Position6.00%	$ Change44.00%	# Change37.00%
Stck Ticker97717P104	Stock Name WISDOMTREE INC	$ Position$6,317,489	% Position5.00%	$ Change130.00%	# Change60.00%
Stck Ticker808513105	Stock NameCHARLES SCHWAB CORP (THE)	$ Position$6,055,188	% Position5.00%	$ Change-2.00%	# Change-8.00%
Stck Ticker596278101	Stock NameMIDDLEBY CORP	$ Position$4,975,362	% Position4.00%	$ Change-17.00%	# Change38.00%
Stck Ticker67066G104	Stock Name NVIDIA CORPORATION	$ Position$5,679,582	% Position4.00%	$ Change89.00%	# Change66.00%
Stck Ticker053332102	Stock Name AUTOZONE INC	$ Position$5,538,349	% Position4.00%	$ Change-18.00%	# Change-7.00%
Stck Ticker594918104	Stock Name MICROSOFT CORP	$ Position$5,393,656	% Position4.00%	$ Change85.00%	# Change34.00%
Stck Ticker038222105	Stock Name APPLIED MATLS INC	$ Position$4,560,998	% Position3.00%	$ Change40.00%	# Change98.00%

Brochure Summary

Overview

Pacific Capital Partners Limited, trading as Pacific Asset Management (“PAM”), is an independent, innovative, next generation asset management business that seeks to leverage developments in technology to distribute its suite of active single managers and blended multi asset funds. PAM’s team manage investments on behalf of institutions, wealth managers, family offices and financial advisers. PAM was founded in 1993 and is located in London, United Kingdom. PAM is authorized and regulated by the UK Financial Conduct Authority. PAM is directly owned by Pacific Investments Management Limited and a wholly owned subsidiary of Pacific Investments Limited, which is ultimately owned by Sir John Beckwith. PAM acts as the investment adviser to Pacific North of South EM All Cap Equity Fund (the “Fund”), a series of Pacific Capital Funds LLC, a Delaware series limited liability company which is offered into the U.S. under Regulation D. For further information on the Fund, please refer to Item 7. In providing asset management services, PAM formulates its investment objective, directs and manages the investment and reinvestment of each client’s assets. For the Fund, PAM manages the Fund’s

assets in accordance with the terms of the governing documents applicable to the Fund. PAM may enter into letter agreements or other similar agreements with Fund investors. For further information on these types of arrangements, please refer to Item 7. PAM also acts as the investment manager to an Irish umbrella UCITS fund range with several sub- funds. In addition to the above UCITS fund range and Delaware series, PAM also offers model portfolio services to clients through its Model Portfolio Solutions product. These service offerings are not available to U.S. investors or clients. PAM also provides non-discretionary investment management services to a Guernsey-based Management Company in relation to a number of Guernsey and Maltese funds. PAM does not currently tailor its advisory services to the individual needs of clients, but should PAM engage with a U.S. segregated account, it will consider tailoring its services to the individual needs of the clients, including allowing such clients to impose restrictions on investing in certain securities or types of securities. As of June 30, 2023, PAM manages $,070,302,284 on a discretionary basis. PAM manages $635,399,497 on a non-discretionary basis.

PACIFIC ASSET MANAGEMENT

PACIFIC ASSET MANAGEMENT

PACIFIC CAPITAL PARTNERS LIMITED

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

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PACIFIC ASSET MANAGEMENT PACIFIC ASSET MANAGEMENT PACIFIC CAPITAL PARTNERS LIMITED

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

PACIFIC ASSET MANAGEMENT

PACIFIC ASSET MANAGEMENT

PACIFIC CAPITAL PARTNERS LIMITED