A. Firm Description RGA Investment Advisors, LLC (“RGA” or the “Firm”) is an SEC-registered investment advisor. RGA was founded in 2009. The Firm is principally owned by Jason Gilbert and Elliot Turner. We consider ourselves “holistic” advisors, and as such we do market individual specialties. We tailor advisory services to our clients’ needs and rely on our multidisciplinary experience in order to serve specific needs. We do not impose restrictions on investments unless we deem them inappropriate given our clients’ goals. We do not participate in wrap fee programs and consider all our clients’ assets managed on a discretionary basis. Because assets are managed under full discretion, clients may not impose restrictions on investing in certain securities or types of securities. B. Types of Advisory Services The Firm offers investment advisory services to individuals, and high net-worth individuals, and companies. The Firm offers these services to clients or potential clients (“clients”). RGA specializes in quantitative, fundamental, technical, and economic analysis to determine what investments are favorable. RGA Investment Advisors has been offering investment advisory services since 2009. At this time, the firm provides both (i) supervisory services, investment management services, and financial planning to individuals and corporations under a separately managed account platform (“SMAs”), and (ii) investment management services to Soundview Equity Partners LP, the Soundview Private Opportunities Fund, LP, Soundview Asia Partners Holdings, LP, each of which is a private investment fund. Investment Advisory Services Separately Managed Account (“SMA”) Services: After a detailed discussion and review of your information package, we will provide you with a formal write-up of our investment proposal. Once approved, we will ask that you complete the Charles Schwab & Co., Inc. paperwork appended to our proposal for expedited account set-up. You will retain full ownership of this account; we will jointly have discretion over investment allocation, trade execution, and fee billing. Customized portfolios of carefully selected investments are designed to provide consistent, superior performance over time. It includes ongoing manager selection, rebalancing, and performance reporting, and all services provided within our Investment Proposal. The annual fee starts at 2.00% of Assets Under Management (AUM) per year with a downward sliding scale for accounts in excess of $500,000. This service is billed quarterly, in advance. More detail on this particular fee structure can be seen under the “Fees” section in this brochure or on our website at http://www.rgaia.com/fees. Private Fund Management: RGA provides investment management services to Soundview Equity Partners LP, the Soundview Private Opportunities Fund, LP, Soundview Asia Partners Holdings, LP, Soundview Asia Partners Holdings II, LP, each of which is a private investment fund (collectively, the “Funds”). The Funds are what is commonly referred to as 3(c)(1) funds, a term which refers to a section of the Investment Company Act of 1940, as amended (the “ICA”). The Funds are currently open to investors who are “accredited investors” as defined in Rule 501 of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”), and satisfy the “qualified client” standard of the Investment Advisers Act of 1940, as amended (the “Advisers Act”) (the “Investors”). Soundview Equity Partners GP LLC serves as the general partner of the Funds (the “General Partner”). The text of this brochure relates to SMAs unless a Fund is specified. RGA assesses clients’ current holdings and ensures alignment with both short-and long- term goals. The Firm performs ongoing reviews of investment performance and portfolio exposure to market conditions. Accordingly, the Firm is authorized to perform various functions without further approval from the client, such as the determination of securities to be purchased or sold without prior permission from the client for each transaction. Any and all trades are made in the best interest of the client as part of RGA’s fiduciary duty. However, risk is inherent to any investing strategy and model. Therefore, RGA does not guarantee any results or returns. Financial Planning Services: We offer comprehensive financial planning services to clients and prospects

seeking more detailed and specific goal-based planning advice. For new prospects who come to us with this service in mind, we will prepare these planning services before suggesting any asset management services. We help clients work toward their goals in the areas of, Cash Flow Management, Retirement Planning, Estate Planning, 7 College Funding, Asset Protection, Wealth Accumulation and Tax wise investment strategies. Our financial planning services may be included as part of our Investment Management Services relationship and the ultimate fee charged will be outlined in the agreement with the client. We also provide a variety of standalone financial planning and consulting services to clients for the management of financial resources based upon an analysis of current situation, goals, and objectives. Following the initial financial plan, clients can elect to receive ongoing consulting services including monitoring of the client’s progress towards its goals, re-evaluation of investment allocations, advising with ongoing issues, and year-end tax planning. All financial plans will be delivered within 6 months of execution of the agreement. Prior to engaging RGA to provide any investment advisory services, RGA requires a written financial service agreement (“FSA”) signed by the client prior to the engagement of any services. The FSA will outline services to which the client is entitled and fees the client will incur. RGA is an asset-based fee investment management firm. The firm does not receive commissions for purchasing or selling stocks, bonds, mutual funds, real estate investment trusts, or other commissioned products for clients. The firm is not affiliated with entities that sell financial products or securities. No commissions in any form are accepted. RGA does not act as a custodian of client assets, except in the limited capacity of debiting client accounts for agreed upon management fees. The client always maintains asset control. RGA places trades for clients under a limited power of attorney through qualified custodian/broker. Pontera We provide an additional service for accounts not directly held in our custody, but where we do have discretion, and may leverage an Order Management System to implement tax-efficient asset location and opportunistic rebalancing strategies on behalf of the client. Our technology partner for this solution is Pontera ( https://www.pontera.com/). These are primarily 401(k) accounts, HSA’s, and other assets we do not custody. We regularly review the available investment options in these accounts, monitor them, and rebalance and implement our strategies in the same way we do other accounts, though using different tools as necessary All clients engaging in Investment Management Services must either engage in Comprehensive Financial Planning or meet a $500,000 minimum of assets under management. This fee will be assessed and billed quarterly, in advance in accordance with our regular billing schedule. If you elect to participate in this program, you will be notified via email when the Firm places trades through Pontera implementing any and all changes to your account. The fees charged in these situations are the same as described in the table below under “Fees and Compensation.” Fees are paid separately on the management of these “held away” assets and clients may be provided an invoice describing the fees. Suitability documentation will be held with the Plan Custodian and cannot be changed by the Firm. Responsibilities of RGA Investment Advisors: It is the responsibility of the Firm to establish and maintain strategic direction of investment management and investment policy statement. C. Services Tailored to Clients’ Needs Services are provided based on a client’s specific needs within the scope of the services provided as discussed above. A review of the information provided by the client regarding the client’s current financial situation, goals, and risk tolerances will be performed and advice will be provided that is in line with available information. D. Wrap Fee Program RGA does not offer a Wrap Fee Program. E. Assets Under Management As of December 31, 2023, the firm managed approximately $90,764,998 regulatory assets under management (RAUM) on a discretionary basis and, separately, the Fund accounts, totaling $18,959,278.