9AT: OSCEOLA CAPITAL MANAGEMENT

other names

OSCEOLA CAPITAL MANAGEMENT
OSCEOLA CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/27/2025
ADV Location	TAMPA, FL, United States
Adviser Type - Large advisory firm
Number of Employees	10 11%
of those in investment advisory functions	8 14%
Registration	SEC, Approved, 04/30/2021
Other registrations (1)	SEC, ERA - Withdrawn, 03/30/2021
Former registrations	OSCEOLA CAPITAL MANAGEMENT, LLC

AUM^*	362,785,931 0%
of that, discretionary	362,785,931 17%
Private Fund GAV^*	362,785,931
Avg Account Size	120,928,644 56%
SMA’s	No
Private Funds	3 1
Contact Info	813 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count3	GAV$362,785,931

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EMPEIRIA CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund359.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV359.3m	AUM373.2m	#Funds7
Adviser ISOMETRY CAPITAL, LLC	Hedge Fund613.8m	Liquidity Fund-	Private Equity Fund9.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV623.4m	AUM1.0b	#Funds11
Adviser RAINIER CAPITAL PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund339.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV339.7m	AUM339.7m	#Funds3
Adviser GOANNA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM596.7m	#Funds59
Adviser UPPER BAY INFRASTRUCTURE MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM309.2m	#Funds-
Adviser INTERLOCK EQUITY LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund665.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV665.3m	AUM414.1m	#Funds6
Adviser ATON FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund95.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV95.4m	AUM469.1m	#Funds5
Adviser AUA PRIVATE EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund715.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV715.9m	AUM884.7m	#Funds18
Adviser MCNALLY ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund379.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV379.8m	AUM379.8m	#Funds13
Adviser MELODEON CAPITAL PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund304.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV304.7m	AUM308.7m	#Funds5

Brochure Summary

Overview

Advisory Business OCM is a Florida limited liability company formed on April 2, 2014, and maintains its principal place of business in Tampa, Florida. OCM provides discretionary investment advisory services to privately offered pooled investment vehicles (each a “Fund” and, collectively, the “Funds”) exempt from registration under the Investment Company Act of 1940, as amended. OCM’s principal owners are Michael Babb and Benjamin Moe. Mr. Babb serves as the Firm’s Chairman and Mr. Moe serves as the Firm’s sole Managing Partner. OCM pursues its investment strategy through managing the Funds and will have broad discretion with respect to investment decisions made for the Funds. OCM provides investment advisory services to a Fund based on the investment objectives and strategies described in each Fund’s confidential offering memorandum and governing documents (referred to collectively as “Offering Documents”). Through each Fund’s investment committee (the “Investment Committee”), OCM will provide advisory services to each Fund by seeking to invest in opportunities where the target business exhibits certain fundamental attributes, including: (i) proven, experienced management, (ii) profitability, (iii)

appropriate size, and (iv) low customer concentration. For purposes of the Investment Advisers Act of 1940, as amended (the “Advisers Act”), OCM’s advisory clients are the Funds. OCM will follow the investment strategy described in the relevant Fund’s Offering Documents. OCM does not tailor its advisory services to the individual needs of underlying investors in the Funds. However, OCM reserves the right to enter into side letters and other agreements and arrangements with certain investors in the Funds that may be provided terms and conditions that are more advantageous than those set forth in the respective Funds’ offering materials. Such terms and conditions may include special rights to make future investments in the Funds or other investment vehicles or accounts managed by OCM, different transparency rights, reporting rights, different withdrawal/redemption rights, different fee terms, and/or terms to accommodate an investor’s particular legal, tax or regulatory requirements. OCM does not participate in wrap fee programs. As of December 31, 2023, OCM manages approximately $361,219,000 in regulatory assets under management, all of which is managed on a discretionary basis.

OSCEOLA CAPITAL MANAGEMENT

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