PinnBrook Capital Management LP (hereinafter “PinnBrook”, “we”, “us”, “our”, or the “Firm”) is organized as a Delaware limited partnership. The Firm was founded in January 2021 with a principal place of business New York, New York. PinnBrook is principally owned by Zach Kurz (the “Principal” or “Managing Partner”). PinnBrook provides discretionary investment management services to qualified investors through its private funds: PinnBrook Partners LP; PinnBrook Offshore Fund Ltd.; PinnBrook Offshore Fund (AUD) Ltd., and PinnBrook Master Fund LP. We serve as the investment adviser, with discretionary trading authority, to private, pooled investment vehicles, the securities of which are offered through a private placement memorandum to accredited investors, as defined under the Securities Act of 1933, as amended, and qualified purchasers, as defined under the Investment Company Act of 1940, as amended. We do not tailor our advisory services to the individual needs of any particular investor. PinnBrook currently manages the following private, pooled investment vehicles:
• PinnBrook Offshore Fund Ltd., a Cayman Islands exempted company (the “Offshore Fund”);
• PinnBrook Offshore Fund (AUD) Ltd., a Cayman Islands exempted company (the “AUD Offshore Fund”)
• PinnBrook Partners LP, a Delaware limited partnership (the “Onshore Fund”); and
• PinnBrook Master Fund LP, a Cayman Islands exempted limited partnership (the “Master Fund”). The Master Fund, the Onshore Fund, the AUD Offshore Fund and the Offshore Fund are herein each referred to as a “Fund” or “Client”, and collectively referred to as the “Funds” or the “Clients”. The Onshore Fund, Offshore Fund, and AUD Offshore Fund will be collectively

referred to as the “Feeder Funds.” The Onshore Fund’s “Limited Partners” and the AUD Offshore Fund’s and Offshore Fund’s “Shareholders” are hereafter collectively referred to as the “Investors” where appropriate. PinnBrook Capital LLC is the Fund “General Partner” for both the Onshore Fund and the Master Fund. The General Partner may also be referred to as the “Fund General Partner” or “GP”. PinnBrook also has two “Affiliated Entities” located in the United Kingdom. PinnBrook Capital Management UK Ltd. is the sponsor of PinnBrook Capital Management Partners UK LLP, which provides research services to the Firm. Together, these Affiliated Entities will be referred to as the “Affiliates”. PinnBrook and its Funds, have entered into an agreement (the “Strategic Relationship Agreement”) with a strategic investor in the Funds (the “Strategic Investor”). The Strategic Investor has received certain other rights, including, without limitation, consent, notice, and transparency rights. The Strategic Investor has no ownership or other interest in the Firm or the General Partner, and has no obligations or responsibilities to, and will not be involved in the management of the Funds. However, the Strategic Investor is entitled to a share of the Firm’s revenues, i.e. the Management Fee (defined below) and performance-based fees noted in Item 5. Our investment decisions and advice with respect to the Funds are subject to each Fund’s investment objectives and guidelines, as set forth in its respective “Offering Documents.” We do not currently participate in any Wrap Fee Programs. As of December 31, 2023, PinnBrook managed Regulatory Assets under Management (“RAUM”) of approximately $1,134,528,348 on a discretionary basis.