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Adviser Profile

As of Date 06/24/2025
Adviser Type - Large advisory firm
Number of Employees 12 9.09%
of those in investment advisory functions 8
Registration SEC, Approved, 02/16/2021
AUM* 1,534,608,463 51.42%
of that, discretionary 1,534,608,463 52.66%
Private Fund GAV* 0
Avg Account Size 553,411 21.98%
% High Net Worth 51.12% 1.18%
SMA’s No
Private Funds 0
Contact Info 215 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 900M 750M 600M 450M 300M 150M
2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287572 Stock NameISHARES TR $ Position$111,125,227 % Position12.00% $ Change6.00% # Change11.00%
Stck Ticker746729300 Stock NamePUTNAM ETF TRUST $ Position$71,740,675 % Position7.00% $ Change12.00% # Change9.00%
Stck Ticker74933W601 Stock NameRBB FD INC $ Position$50,147,857 % Position5.00% $ Change4.00% # Change12.00%
Stck Ticker19761L706 Stock NameCOLUMBIA ETF TR I $ Position$50,234,454 % Position5.00% $ Change7.00% # Change12.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$34,353,157 % Position4.00% $ Change5.00% # Change16.00%
Stck Ticker47804J206 Stock NameJOHN HANCOCK EXCHANGE TRADED $ Position$35,350,207 % Position4.00% $ Change6.00% # Change10.00%
Stck Ticker92647N535 Stock NameVICTORY PORTFOLIOS II $ Position$31,591,884 % Position3.00% $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$33,067,160 % Position3.00% $ Change-6.00% # Change3.00%
Stck Ticker464287101 Stock NameISHARES TR $ Position$25,571,185 % Position3.00% $ Change-5.00% # Change1.00%
Stck Ticker381430230 Stock NameGOLDMAN SACHS ETF TR $ Position$32,415,428 % Position3.00% $ Change-6.00% # Change-7.00%

Brochure Summary