9AT: SCG ASSET MANAGEMENT LLC

SCG ASSET MANAGEMENT LLC

other names

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Adviser Profile

As of Date	03/28/2024
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	9 -25.00%
of those in investment advisory functions	7
Registration	SEC, Approved, 1/22/2021

AUM^*	140,660,217 8.51%
of that, discretionary	17,197,314 -0.90%
Private Fund GAV^*	0
Avg Account Size	17,582,527 8.51%
% High Net Worth	87.50%
SMA’s	No
Private Funds	0
Contact Info	312 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary

Non-discretionary

207M 178M 148M 118M 89M 59M 30M

2020 2021 2022 2023

Private Funds

GAV Count

Employees

Brochure Summary

Overview

SCG is an investment advisory firm organized as a limited liability company under the laws of the State of New York. SCG was formed in October 2020 and is a registered investment adviser with the United States Securities and Exchange Commission (“SEC”). SCG is owned by the parties as described in SCG Asset Management LLC Form ADV Part 1 Schedule A Direct Owners and Schedule B Indirect Owners. Gregory H. Sachs serves as Chief Executive Officer and Ian Merrill serves as President (collectively, the “Principals”). SCG is the investment manager (the “Investment Manager”) to the Alternative Strategies Income Fund (“ASIF”). ASIF, a closed-end interval fund, incorporates quality alternative products and allows clients to access these investments with lower minimums and no accreditation. ASIF’s investment objective is to seek attractive risk-adjusted returns with low to moderate volatility and low correlation to the broader markets through a

concentrated multi-strategy alternative investment approach with an emphasis on income generation. ASIF is comprised of a diversified portfolio of alternative investments primarily consisting of structured notes. For information about the material risks associated with ASIF’s investment strategies, see the fund’s prospectus. Prospectuses are available at www.ltafx.com or by contacting the fund administrator toll-free at 1-833-860-1407. SCG, as Investment Manager, has full discretion in trading on behalf of ASIF (as provided in the ASIF prospectus. Separately managed accounts can engage SCG to provide discretionary or non-discretionary investment management services. SCG does not participate in “wrap fee” programs. As of December 31, 2023, SCG managed $140,660,217 in regulatory assets under management, of which $17,197,314 was managed on a discretionary basis, and $123,462,903 was managed on a non-discretionary basis.