Advisory Business Description of Firm Henry Bragg & Co. is a registered investment adviser based in Houston, TX. We are organized as a limited liability company (“LLC”) under the laws of the State of Texas. We have been providing investment advisory services since November 2020. The principal owner of the firm is Henry S. Bragg. The following paragraphs describe our services and fees. Refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. As used in this brochure, the words “we,” “our,” and “us” refer to Henry Bragg & Co. (or “HBCo”) and the words “you,” “your,” and “client” refer to you as either a client or prospective client of our firm. Portfolio Advisory Services We offer discretionary portfolio advisory services. Our investment advice is tailored to meet our clients’ needs and investment objectives. If you participate in our discretionary portfolio advisory services, we require you to grant our firm discretionary authority to manage your account. Discretionary authorization will allow us to determine the specific securities, and the amount of securities, to be purchased or sold for your account without your approval prior to each transaction. Discretionary authority is typically granted by the investment advisory agreement (“IAA”) you sign with our firm and the appropriate trading authorization forms. You can limit our discretionary authority (for example, limiting the types of securities that can be purchased or sold for your account) by providing our firm with your restrictions and guidelines in writing. As part of our portfolio advisory services, in addition to other types of investments (see disclosures below in this section), we may invest your assets according to one or more model portfolios developed by Forum Financial Management, LP (“Forum,” see Forum Financial Management, LP within this section). The models are designed for investors with varying degrees of risk tolerance ranging from a more aggressive investment strategy to a more conservative investment approach. Once the appropriate portfolio(s) has been determined, the account is generally managed based on the portfolio's goal. Account supervision is guided by the stated objectives of the client (i.e., Aggressive Growth, Growth, Growth and Income, Income and Growth, or Income). HBCo will, if appropriate, suggest modifications to the model or an allocation among two or more of the models to address the client’s individual needs more adequately. HBCo can also vary from model portfolios to accommodate customized portfolios where appropriate (see Special Situations within this section). Qualified Plan Services HBCo also offers Qualified Plan Services which consist of several related advisory services that can be provided separately or in combination depending on the client's needs. While the primary clients for these services will be sponsors of pension, profit sharing, and 401(k) plans, HBCo can also provide these services, where appropriate, to individuals and trusts, estates, and charitable organizations. HBCo's Qualified Plan Services include assisting the client with selecting suitable investments for the plan, re-evaluating those selections periodically, and offering educational support to the plan sponsor and the participants. The nature of the topics to be covered with participants will be determined by HBCo and the client

under the guidelines established in Section 404(c) of the Employee Retirement Income Security Act of 1974, as amended ("ERISA"). Trusted Advisor Services This service is designed to provide advice, consulting, and other financial services to ultra-high-net-worth clients. The service may or may not include portfolio advisory services. Financial Review Services In certain circumstances, we will review your financial situation and make suggestions on what we believe is best for you. Types of Securities & Selection of Other Advisers HBCo will primarily use institutional style-specific mutual funds, Exchange Traded Funds (“ETFs”), U.S. government securities, and municipal bonds, to fund various classes within a portfolio, except when, in the fixed income category, U.S. Treasuries are a better alternative or when there is a benefit to directly holding high-yield bonds. We will utilize Dimensional Fund Advisors, LP. (“DFA”) in all asset classes unless Vanguard is deemed to offer a better solution. When appropriate, HBCo will utilize DFA to manage individual equities. From time to time, HBCo may enter into additional written agreements with third-party registered investment advisers or may employ an individual bond strategy or individual brokerage Certificate of Deposits (CDs) for a portion of a clients’ portfolios if HBCo deems it appropriate and in the best interests of clients. Forum Financial Management, LP Forum provides services to our firm. We have engaged Forum as a third-party service provider for the provision of back-office services for the benefit of clients’ accounts. These services include but are not limited to account administration, technology, and trading. As such, the client should understand that we share relevant client information with Forum and client expressly permits us to disclose such client information to Forum. Forum maintains a privacy policy whereby Forum does not disclose non-public information obtained from us to any non-affiliated third parties, except as required to process transactions on client’s behalf or if required by law or regulation. HBCo pays Forum a fee for its services. Clients are not charged any additional fees by us for Forum’s services. Forum provides HBCo clients with lower trading costs given its size and ability to negotiate with outside providers. Because Mr. Bragg is the sole owner and investment advisor, HBCo has a succession agreement in place with Forum (see Brokerage Practices in Item 12). Documentation of this agreement is on file with our qualified custodian. Special Situations As needed, we will advise you on various types of investments based on your stated goals and objectives, as well as provide advice on any type of investment held in your portfolio. Legacy securities with low basis can be substituted in the model portfolios for tax reasons. As time goes by, we’ll attempt to reduce such positions in a tax-efficient way to bring the portfolio into balance with the recommended securities. Since our investment strategies and advice are based on each client’s specific financial situation, the investment advice we provide to you may be different or conflicting with the advice we give to other clients regarding the same security or investment. Assets Under Management As of December 31, 2023, we had $279,562,711 of discretionary assets under management and $5,031,788 of non-discretionary assets under management totaling $284,594,499.