Adviser Profile

As of Date 08/28/2026
Registration SEC, Approved, 10/30/2020
ADV Location NORWALK, CT, United States
Contact Info (20 xxxxxxx
Websites
AUM* 898,316,004 4%
of that, discretionary 539,526,416 27%
Number of Employees 10 -29%
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 3,065,925 47%
% High Net Worth 20.14% -22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

540M 462M 385M 308M 231M 154M 77M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary