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Adviser Profile

As of Date 01/24/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 24 -31.43%
of those in investment advisory functions 18
Registration SEC, Approved, 07/28/2020
AUM* 601,357,942 6.79%
of that, discretionary 595,887,029 6.86%
Private Fund GAV* 0 -100.00%
Avg Account Size 50,113,162 -2.11%
% High Net Worth 33.33% 22.22%
SMA’s Yes
Private Funds 0 4
Contact Info 913 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
558M 478M 398M 319M 239M 159M 80M
2020 2021 2022 2023

Private Funds



Employees

Brochure Summary