9AT: GLOBAL FRONTIER INVESTMENTS, LLC

other names

GLOBAL FRONTIER INVESTMENTS, LLC

Adviser Profile

As of Date	03/31/2025
ADV Location	CHARLESTON, SC, United States
Adviser Type - Large advisory firm
Number of Employees	2
of those in investment advisory functions	2
Registration	SEC, Approved, 07/23/2020
Other registrations (2)	California, Terminated, 09/06/2020 Massachusetts, ERA - Withdrawn, 03/27/2019

AUM^*	516,364,677 28%
of that, discretionary	512,241,751 29%
Private Fund GAV^*	104,708,828
Avg Account Size	103,272,935 4%
SMA’s	Yes
Private Funds	4
Contact Info	415 xxxxxxx

Client Types

- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$30,685,861
Fund TypeVenture Capital Fund	Count1	GAV$74,022,967

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LIVIAN & CO.	Hedge Fund4.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.5m	Other Fund-	Total Private Fund GAV7.2m	AUM143.7m	#Funds3
Adviser MIG CAPITAL, LLC	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM1.0b	#Funds3
Adviser CORAL CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser ZILKHA INVESTMENTS, L.P.	Hedge Fund65.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund2.5m	Other Fund-	Total Private Fund GAV70.6m	AUM-	#Funds3
Adviser SAGE MOUNTAIN ADVISORS, LLC	Hedge Fund25.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund6.3m	Other Fund-	Total Private Fund GAV37.6m	AUM3.4b	#Funds3
Adviser ECOR1 CAPITAL, LLC	Hedge Fund3.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund89.1m	Other Fund-	Total Private Fund GAV4.0b	AUM3.9b	#Funds5
Adviser PANTERA CAPITAL	Hedge Fund4.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.3b	Other Fund-	Total Private Fund GAV6.8b	AUM5.6b	#Funds33
Adviser MIO PARTNERS, INC.	Hedge Fund17.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund73.4m	Other Fund-	Total Private Fund GAV17.8b	AUM44.9b	#Funds14
Adviser ARCA INVESTMENT MANAGEMENT, LLC	Hedge Fund265.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund123.0m	Other Fund-	Total Private Fund GAV511.2m	AUM243.2m	#Funds9
Adviser CANNELL CAPITAL LLC	Hedge Fund548.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund47.0m	Other Fund-	Total Private Fund GAV642.4m	AUM527.6m	#Funds6

Brochure Summary

Overview

Global Frontier Investments, LLC (“GFI”) is a Delaware limited liability company that has been in business since 2011. It serves as the general partner of three investment limited partnerships and may manage one or more offshore funds or other accounts. GFI’s manager is W. Grant Dollens and its owners are Mr. Dollens and William E. Greener. Mr. Dollens is the portfolio manager and Mr. Greener is the Co-portfolio Manager, Chief Financial Officer and Chief Compliance Officer. As of December 31, 2023, GFI had total discretionary regulatory assets under management of approximately $398,155,635. GFI only manages assets on a discretionary basis. GFI’s hedge fund (the “Hedge Fund”) invests principally, but not solely, in equity and equity- related securities that are traded publicly in non-U.S. markets on behalf of its clients, but is authorized to enter into any type of investment transaction that it deems

appropriate under the terms of the client’s partnership or other account agreement. GFI also manages two special purpose vehicles (the “SPV Funds”). One of the SPV Funds invests in the securities of a private US company, and the other SPV Fund invests in the securities of a publicly listed UK company. GFI also provides investment advice to a donor advised fund (a “Separate Account”) that invests primarily in U.S mid and large capitalization securities. The investors in the funds that GFI manages have no opportunity to select or evaluate any fund investments or strategies. GFI selects all fund investments and strategies. GFI typically does not tailor its services to the individual needs of individually managed accounts, but manages each such account according to the strategy selected by the client. GFI’s discretionary authority is limited, however, as described in Item 16. GFI does not participate in any wrap fee program.

GLOBAL FRONTIER INVESTMENTS, LLC

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview