Adviser Profile

As of Date 08/24/2026
Registration SEC, Approved, 07/20/2020
Other registrations (1)
ADV Location BEVERLY, MA, United States
Contact Info 978 xxxxxxx
Websites
AUM* 254,151,904 46%
of that, discretionary 254,151,904 50%
Number of Employees 5 -29%
of those in investment advisory functions 5 -29%
Private Fund GAV* 0
Avg Account Size 688,759 -68%
% High Net Worth 30.23% -6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

254M 218M 182M 145M 109M 73M 36M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE MORAN Filing Date01/07/2026 Form ADV-E View Report
Accounting Firm Name WALTER SHUFFAIN Filing Date11/19/2024 Form ADV-E View Report
Accounting Firm Name WALTER SHUFFAIN Filing Date11/30/2023 Form ADV-E View Report

Brochure Summary