Adviser Profile

As of Date 02/27/2026
Registration SEC, Approved, 07/14/2020
Other registrations (2)
ADV Location LEXINGTON, KY, United States
Contact Info 859 xxxxxxx
Websites
AUM* 318,664,226 32%
of that, discretionary 318,664,226 32%
Number of Employees 6 20%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 179,025 26%
% High Net Worth 7.19% -34%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

319M 273M 228M 182M 137M 91M 46M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$43,912,141 % Position21.00% $ Change23.00% # Change1.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$45,325,545 % Position21.00% $ Change16.00% # Change1.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$31,509,354 % Position15.00% $ Change15.00% # Change1.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$18,917,251 % Position9.00% $ Change14.00% # Change306.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$12,351,290 % Position6.00% $ Change20.00% # Change2.00%
Stck Ticker464286392 Stock NameISHARES INC $ Position$11,619,676 % Position6.00% $ Change16.00% # Change3.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$9,881,014 % Position5.00% $ Change-8.00% # Change-8.00%
Stck Ticker922042742 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$8,359,970 % Position4.00% $ Change13.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$4,971,876 % Position2.00% $ Change15.00% # Change0.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$4,101,458 % Position2.00% $ Change-2.00% # Change-1.00%

Brochure Summary