Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 05/29/2020
ADV Location WHITE PLAINS, NY, United States
Contact Info 914 xxxxxxx
Websites
AUM* 137,123,027 64%
of that, discretionary 137,123,027 64%
Number of Employees 4 33%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 331,215 38%
% High Net Worth 7.49% 75%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

137M 118M 98M 78M 59M 39M 20M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary