Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 05/26/2020
Other registrations (1)
ADV Location DAVIS, CA, United States
Contact Info 530 xxxxxxx
Websites
AUM* 257,597,197 21%
of that, discretionary 241,824,514 19%
Number of Employees 3
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 438,837 13%
% High Net Worth 20.08% 8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

242M 207M 173M 138M 104M 69M 35M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$36,261,970 % Position25.00% $ Change16.00% # Change1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$20,433,270 % Position14.00% $ Change27.00% # Change-1.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$18,413,175 % Position13.00% $ Change18.00% # Change-3.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$15,254,966 % Position11.00% $ Change8.00% # Change1.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$11,736,966 % Position8.00% $ Change2.00% # Change2.00%
Stck Ticker316092840 Stock NameFIDELITY COVINGTON TRUST $ Position$7,862,871 % Position5.00% $ Change10.00% # Change1.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$6,980,312 % Position5.00% $ Change7.00% # Change0.00%
Stck Ticker464287648 Stock NameISHARES TR $ Position$5,761,713 % Position4.00% $ Change25.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$4,530,369 % Position3.00% $ Change7.00% # Change-7.00%
Stck Ticker464287168 Stock NameISHARES TR $ Position$2,074,257 % Position1.00% $ Change4.00% # Change1.00%

Brochure Summary