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Adviser Profile

As of Date 04/02/2026
Registration SEC, Approved, 04/06/2020
Other registrations (3)
Contact Info 617 xxxxxxx
Websites
AUM* 685,710,296 71%
of that, discretionary 438,543,414 145%
Number of Employees 11 -8%
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 1,838,365 179%
% High Net Worth 37.53% 21%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

439M 376M 313M 251M 188M 125M 63M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$43,497,163 % Position18.00% $ Change16.00% # Change1.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$22,177,846 % Position9.00% $ Change5.00% # Change5.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$21,758,821 % Position9.00% $ Change7.00% # Change-3.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$17,221,678 % Position7.00% $ Change25.00% # Change-2.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$7,818,051 % Position3.00% $ Change8.00% # Change9.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$6,957,515 % Position3.00% $ Change17.00% # Change2.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$6,151,290 % Position3.00% $ Change10.00% # Change11.00%
Stck Ticker464287457 Stock NameISHARES TR $ Position$5,850,053 % Position2.00% $ Change0.00% # Change1.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$5,575,456 % Position2.00% $ Change11.00% # Change1.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$4,928,966 % Position2.00% $ Change4.00% # Change0.00%

Brochure Summary