Firm Description T.T.G. Financial, Inc., (“TTG”) was founded in 2006. TTG provides personalized confidential financial planning and investment management to individuals, pension and profit sharing plans, trusts, estates, charitable organizations and small businesses. Advice is provided through consultation with the client and may include: determination of financial objectives, identification of financial problems, cash flow management, tax planning, insurance review, investment management, education funding, retirement planning, and estate planning. TTG is strictly a fee-only financial planning and investment management firm. The firm does not sell annuities, insurance, stocks, bonds, mutual funds, limited partnerships, or other commissioned products. The firm is not affiliated with entities that sell financial products or securities. No commissions in any form are accepted. Investment advice is an integral part of financial planning. In addition, TTG advises clients regarding cash flow, college planning, retirement planning, tax planning, estate planning and business planning. Except for collecting fees quarterly TTG does not act as a custodian of client assets. The client always maintains asset control. TTG places trades for clients under a limited power of attorney. Periodic reviews are also communicated to provide reminders of the specific courses of action that need to be taken. More frequent reviews occur but are not necessarily communicated to the client unless immediate changes are recommended. Other professionals (e.g., lawyers, accountants, insurance agents, etc.) are engaged directly by the client on an as-needed basis. Conflicts of interest will be disclosed to the client in the unlikely event they should occur. The initial meeting, which may be by telephone or video conference, is free of charge and is considered an exploratory interview to determine the extent to which financial planning and investment management may be beneficial to the client. Principal Owners James Kotagides is a 50% stockholder. James L. Evans is a 50% stockholder. Types of Advisory Services TTG provides investment supervisory services, also known as asset management services; furnishes investment advice through consultations. On more than an occasional basis, TTG furnishes advice to clients on matters not involving securities,

such as financial and business planning matters, taxation issues, and trust services that often include estate planning. As of 12/31/2022, TTG manages approximately $ 140 million in assets for approximately 184 clients. Approximately $140 million is managed on a discretionary basis, and $0 is managed on a non-discretionary basis. Tailored Relationships Assets are managed based on one of seven risk groups detailed in our Investment policy statement. Clients are interviewed and complete the TTG Rick Profile to determine the risk group appropriate to them. Client portfolios with similar investment objectives and asset allocation goals may own different securities and investments. The client’s portfolio size, tax sensitivity, desire for simplicity, income needs, long-term wealth transfer objectives, time horizon are all factors that influence TTG’s investment recommendations. Types of Agreements The following agreements define the typical client relationships. Agreements may not be assigned without client consent. Hourly Planning Engagements TTG provides hourly planning services for clients who need advice on a limited scope of work. The hourly rate for limited scope engagements is $200. Asset Management Stocks and bonds are purchased or sold through a brokerage account when appropriate. The brokerage firm charges a fee for stock and bond trades. TTG does not receive any compensation, in any form, from brokerage or fund companies. Investments may also include: equities (stocks), warrants, corporate debt securities, commercial paper, certificates of deposit, municipal securities, investment company securities (variable life insurance, variable annuities, and mutual funds shares), U. S. government securities, options contracts, futures contracts, and interests in partnerships. Termination of Agreement A Client may terminate any of the aforementioned agreements at any time by notifying TTG in writing. If the client made an advance payment, TTG will refund any unearned portion of the advance payment. TTG does not typically charge fees in advance. TTG may terminate any of the aforementioned agreements at any time by notifying the client in writing. If the client made an advance payment, TTG will refund any unearned portion of the advance payment. TTG does not typically charge fees in advance.